3//SEC Filing
DIAL GLOBAL, INC. /DE/ 3
Accession 0001181431-13-015914
CIK 0000771950operating
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 2:18 PM ET
Size
21.4 KB
Accession
0001181431-13-015914
Insider Transaction Report
Form 3
OAKTREE CAPITAL MANAGEMENT LP
10% Owner
Holdings
- 34,237,638(indirect: See Explanation of Responses)
Class B Common Stock, par value $0.01 per share
- 71,428(indirect: See Explanation of Responses)
Class A Common Stock, par value $0.01 per share
- 9,691.374(indirect: See Explanation of Responses)
Series A Preferred Stock, par value $0.01 per share
Holdings
- 34,237,638(indirect: See Explanation of Responses)
Class B Common Stock, par value $0.01 per share
- 9,691.374(indirect: See Explanation of Responses)
Series A Preferred Stock, par value $0.01 per share
- 71,428(indirect: See Explanation of Responses)
Class A Common Stock, par value $0.01 per share
Holdings
- 9,691.374(indirect: See Explanation of Responses)
Series A Preferred Stock, par value $0.01 per share
- 71,428(indirect: See Explanation of Responses)
Class A Common Stock, par value $0.01 per share
- 34,237,638(indirect: See Explanation of Responses)
Class B Common Stock, par value $0.01 per share
Holdings
- 34,237,638(indirect: See Explanation of Responses)
Class B Common Stock, par value $0.01 per share
- 9,691.374(indirect: See Explanation of Responses)
Series A Preferred Stock, par value $0.01 per share
- 71,428(indirect: See Explanation of Responses)
Class A Common Stock, par value $0.01 per share
Oaktree Holdings, Inc.
10% Owner
Holdings
- 9,691.374(indirect: See Explanation of Responses)
Series A Preferred Stock, par value $0.01 per share
- 71,428(indirect: See Explanation of Responses)
Class A Common Stock, par value $0.01 per share
- 34,237,638(indirect: See Explanation of Responses)
Class B Common Stock, par value $0.01 per share
Footnotes (8)
- [F1]This Form 3 is being filed with respect to 9,691.374 shares of Series A Preferred Stock, 71,428 shares of Class A Common Stock and 34,237,638 shares of Class B Common Stock, each with a par value of $.01 per share, of Dial Global, Inc. (formerly known as Westwood One, Inc., the "Issuer") directly owned by Triton Media Group, LLC, a Delaware limited liability company ("Triton").
- [F2]This Form 3 is also being filed by OCM Principal Opportunities Fund IV, L.P., a Cayman Islands exempted limited partnership ("Oaktree Fund IV"), which directly holds Class A Units of Triton.
- [F3]This Form 3 is also being filed by OCM Principal Opportunities Fund IV GP, L.P., a Cayman Islands exempted limited partnership (the "Oaktree Fund IV GP"), in its capacity as the general partner of Oaktree Fund IV.
- [F4]This Form 3 is also being filed by OCM Principal Opportunities Fund IV GP Ltd., a Cayman Islands exempted company ("Oaktree Fund IV GP Ltd."), in its capacity as the general partner of Oaktree Fund IV GP.
- [F5]This Form 3 is also being filed by Oaktree Capital Management, L.P., a Delaware limited partnership ("OCM"), in its capacity as the duly appointed investment manager of OCM Principal Opportunities Fund III, L.P., a Delaware limited partnership, OCM Principal Opportunities Fund IIIA, L.P., a Delaware limited partnership, and Oaktree Fund IV, and as the duly elected sole director of Oaktree Fund IV GP Ltd.
- [F6]This Form 3 is also being filed by Oaktree Holdings, Inc., a Delaware corporation ("Oaktree Holdings Inc.") in its capacity as the general partner of OCM.
- [F7]Oaktree Holdings Inc. is a corporation managed by a board of directors, the members of which are Howard S. Marks, Bruce A. Karsh, John B. Frank and David M. Kirchheimer (each, an "Oaktree Holdings Inc. Director" and collectively, the "Oaktree Holdings Inc. Directors"). In such capacity, the Oaktree Holdings Inc. Directors may be deemed indirect beneficial owners of the securities reported herein. Except to the extent of their respective pecuniary interest, each Oaktree Holdings Inc. Director disclaims beneficial ownership of the securities reported herein and the filing of this Form 3 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 3.
- [F8]Information with respect to each of the entities described in the foregoing clauses (1) through (7), other than the Issuer (each a "Reporting Person"), is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each Reporting Person, other than Triton with respect to its direct holdings, disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 3 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities covered by this Form 3.
Issuer
DIAL GLOBAL, INC. /DE/
CIK 0000771950
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000771950
Filing Metadata
- Form type
- 3
- Filed
- Mar 10, 8:00 PM ET
- Accepted
- Mar 11, 2:18 PM ET
- Size
- 21.4 KB