4//SEC Filing
ZIEGLER ANDREW A 4
Accession 0001181431-13-016227
CIK 0001517302other
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 1:34 PM ET
Size
13.5 KB
Accession
0001181431-13-016227
Insider Transaction Report
Form 4
ZIEGLER ANDREW A
DirectorEXECUTIVE CHAIRMAN
Transactions
- Award
Class C Common Stock, par value $0.01 per share
2013-03-12+9,627,644→ 9,627,644 total(indirect: By Artisan Investment Corporation) - Award
Class D Common Units of Artisan Partners Holdings LP
2013-03-12+9,627,644→ 9,627,644 total(indirect: By Artisan Investment Corporation)→ Class A Common Stock (9,627,644 underlying)
ARTISAN INVESTMENT CORP
Director
Transactions
- Award
Class D Common Units of Artisan Partners Holdings LP
2013-03-12+9,627,644→ 9,627,644 total(indirect: By Artisan Investment Corporation)→ Class A Common Stock (9,627,644 underlying) - Award
Class C Common Stock, par value $0.01 per share
2013-03-12+9,627,644→ 9,627,644 total(indirect: By Artisan Investment Corporation)
ZIEGLER CARLENE M
Director
Transactions
- Award
Class C Common Stock, par value $0.01 per share
2013-03-12+9,627,644→ 9,627,644 total(indirect: By Artisan Investment Corporation) - Award
Class D Common Units of Artisan Partners Holdings LP
2013-03-12+9,627,644→ 9,627,644 total(indirect: By Artisan Investment Corporation)→ Class A Common Stock (9,627,644 underlying)
ZFIC, Inc.
Director
Transactions
- Award
Class C Common Stock, par value $0.01 per share
2013-03-12+9,627,644→ 9,627,644 total(indirect: By Artisan Investment Corporation) - Award
Class D Common Units of Artisan Partners Holdings LP
2013-03-12+9,627,644→ 9,627,644 total(indirect: By Artisan Investment Corporation)→ Class A Common Stock (9,627,644 underlying)
Footnotes (3)
- [F1]On March 12, 2013, Artisan Investment Corporation ("AIC") received a number of shares of Class C Common Stock of Artisan Partners Asset Management Inc. (the "Company") equal to the number of Class D Common Units held by AIC. Shares of Class C Common Stock do not have economic rights.
- [F2]These shares and units, as applicable, are owned directly by AIC. All of the outstanding capital stock of AIC is owned directly by ZFIC, Inc. The reporting person and his spouse own all of the voting shares of ZFIC, Inc. The nonvoting shares of ZFIC, Inc. are owned by trusts, the sole beneficiaries of which are immediate family members of the reporting person.
- [F3]Each Class D Common Unit of Artisan Partners Holdings LP ("Holdings") became exchangeable for one share of Class A Common Stock of the Company upon effectiveness of the Fourth Amended and Restated Limited Partnership Agreement of Holdings and an Exchange Agreement among the Company and each holder of limited partnership units of Holdings (the "Exchange Agreement"), each of which became effective on the closing of the Company's IPO. Pursuant to the Exchange Agreement, following the first anniversary of the closing date of the IPO, each holder of Class D Common Units will have the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class D Common Units for an equal number of shares of Class A Common Stock of the Company. Upon any exchange for Class A Common Stock, the corresponding shares of Class C Common Stock then owned by such holder will be cancelled. The Class D Common Units have no expiration date.
Documents
Issuer
Artisan Partners Asset Management Inc.
CIK 0001517302
Entity typeother
IncorporatedWI
Related Parties
1- filerCIK 0001086157
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 1:34 PM ET
- Size
- 13.5 KB