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4//SEC Filing

ROCHWARGER GEOFFREY 4

Accession 0001181431-13-016597

CIK 0001528356other

Filed

Mar 12, 8:00 PM ET

Accepted

Mar 13, 2:46 PM ET

Size

10.8 KB

Accession

0001181431-13-016597

Insider Transaction Report

Form 4
Period: 2013-03-11
ROCHWARGER GEOFFREY
Vice Chairman
Transactions
  • Disposition to Issuer

    Class B Common Stock, $.01 par value per share

    2013-03-1115,45345,255 total
  • Award

    Series 2012 - A Preferred Stock, $.01 par value per share

    2013-03-11+15,45315,453 total
  • Award

    Employee Stock Option (right to buy)

    2013-03-11+889889 total
    Exercise: $6.85Exp: 2014-06-15Class B Common Stock (889 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2013-03-118890 total
    Exercise: $6.85Exp: 2013-06-15Class B Common Stock (889 underlying)
Footnotes (3)
  • [F1]The reporting person disposed of 15,453 shares of Class B Common Stock in exchange for 15,453 shares of Series 2012 - A Preferred Stock in an issuer exchange offer.
  • [F2]Consists of 24,975 shares of the Company's unvested Class B Common Restricted Stock of which 12,488 vest on November 3, 2013 and 12,487 vest on November 3, 2014 and 20,280 shares of the Company's Class B Common Stock held by Mr. Rochwarger directly.
  • [F3]The two reported transactions involved an amendment of an outstanding option to extend the expiration date, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally grangted on November 3, 2011 and vested immediately.

Issuer

Genie Energy Ltd.

CIK 0001528356

Entity typeother

Related Parties

1
  • filerCIK 0001228165

Filing Metadata

Form type
4
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 2:46 PM ET
Size
10.8 KB