Lyle W. Roger 4

4 · Kior Inc · Filed Mar 14, 2013

Form 4

Period: 2013-03-09

SVP of Operations

Transactions

Exercise/Conversion
Class A Common Stock
2012-03-09+30,108→ 51,344 total
Exercise/Conversion
Restricted Stock Units
2012-03-09−30,108→ 60,217 total
Exercise: $0.00→ Class A Common Stock (30,108 underlying)
Sale
Class A Common Stock
2013-03-12$5.77/sh−9,246$53,349→ 42,098 total

Footnotes (5)

[F1]Represents the conversion, upon vesting, of the restricted stock units reported on Table II into Class A Common Stock. On March 9, 2012, the reporting person received 90,325 restricted stock units, of which 1/3, or 30,108 units, vested on March 9, 2013.
[F2]These sales were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of the restricted stock units reported on Table II.
[F3]This price is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $5.72 to $5.806, inclusive.
[F4]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the issuer.
[F5]The reporting person previously reported the award of 90,325 restricted stock units on its Form 4 filed on March 30, 2012. One-third of the restricted stock units reported in the March 13, 2012 Form 4 vested on March 9, 2013, and the remaining two-thirds will vest in two equal installments on March 9, 2014 and March 9, 2015.

Documents

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