4//SEC Filing
Cannon Fred 4
Accession 0001181431-13-016959
CIK 0001418862other
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 4:42 PM ET
Size
11.4 KB
Accession
0001181431-13-016959
Insider Transaction Report
Form 4
Kior IncKIOR
Cannon Fred
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Class A Common Stock
2013-03-09+80,833→ 374,860 total - Sale
Class A Common Stock
2013-03-12$5.80/sh−22,894$132,785→ 351,966 total - Sale
Class A Common Stock
2013-03-04$5.46/sh−9,402$51,335→ 294,027 total - Exercise/Conversion
Restricted Stock Units
2013-03-09−80,833→ 161,667 totalExercise: $0.00→ Class A Common Stock (80,833 underlying)
Footnotes (7)
- [F1]These sales were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of equity awards.
- [F2]This price is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $5.451 to $5.502 inclusive.
- [F3]Represents the conversion, upon vesting, of the restricted stock units reported on Table II into Class A Common Stock. On March 9, 2012, the reporting person received 242,500 restricted stock units, of which 1/3, or 80,833 units, vested on March 9, 2013.
- [F4]These sales were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of the restricted stock units reported on Table II.
- [F5]This price is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $5.7127 to $5.88, inclusive.
- [F6]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the issuer.
- [F7]The reporting person previously reported the award of 242,500 restricted stock units on its Form 4 filed on March 13, 2012. One-third of the restricted stock units reported in the March 13, 2012 Form 4 vested on March 9, 2013, and the remaining two-thirds will vest in two equal installments on March 9, 2014 and March 9, 2015.
Documents
Issuer
Kior Inc
CIK 0001418862
Entity typeother
Related Parties
1- filerCIK 0001523809
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 4:42 PM ET
- Size
- 11.4 KB