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4//SEC Filing

STUBBS DACE BROWN 4

Accession 0001181431-13-017059

CIK 0000014693other
View on SEC.govCompany Profile

Filed

Mar 13, 8:00 PM ET

Accepted

Mar 14, 7:56 PM ET

Size

28.7 KB

Accession

0001181431-13-017059

Insider Transaction Report

Form 4
Period: 2012-07-13
BROWN FORMAN CORPBFA, BFB
STUBBS DACE BROWN
Director
Transactions
  • Gift

    Class A Common

    2012-07-13+4,414→ 101,409.7 total
  • Gift

    Class B Common

    2012-07-13−2,757→ 0 total(indirect: By Spouse)
  • Gift

    Class B Common

    2013-01-31−7,679→ 302,029.5 total
  • Purchase

    Class A Common

    2012-07-13$62.75/sh+4,414$276,979→ 4,414 total(indirect: By Spouse)
  • Gift

    Class A Common

    2012-07-13−4,414→ 0 total(indirect: By Spouse)
  • Purchase

    Class B Common

    2012-07-13$64.34/sh+2,757$177,385→ 2,757 total(indirect: By Spouse)
  • Gift

    Class B Common

    2012-07-13+2,757→ 309,708.5 total
Holdings

  • Stock Appreciation Rights

    Exercise: $35.51From: 2008-07-24Exp: 2018-04-30→ Class B Common (5,495 underlying)
    5,495

  • Class A Common

    (indirect: By Trust)
    2,379.1

  • Class A Common

    (indirect: By Trust)
    1,758.7

  • Deferred Stock Units

    → Class B Common (3,306.95 underlying)
    3,306.95

  • Non-Qualified Stock Option (right to buy)

    Exercise: $18.94From: 2003-05-01Exp: 2013-04-30→ Class B Common (6,253 underlying)
    6,253

  • Stock Appreciation Rights

    Exercise: $33.76From: 2007-07-26Exp: 2017-04-30→ Class B Common (5,987 underlying)
    5,987

  • Class B Common

    (indirect: By Partnership)
    175,000

  • Class B Common

    (indirect: Log House 2011 LP)
    577,566

  • Stock Appreciation Rights

    Exercise: $28.58From: 2005-07-28Exp: 2015-04-30→ Class B Common (5,658 underlying)
    5,658

  • Stock Appreciation Rights

    Exercise: $34.95From: 2006-07-27Exp: 2006-04-30→ Class B Common (4,819 underlying)
    4,819

  • Stock Appreciation Rights

    Exercise: $27.05From: 2009-07-23Exp: 2019-04-30→ Class B Common (6,752 underlying)
    6,752

  • Class A Common

    (indirect: By Partnership)
    235,495

  • Class A Common

    (indirect: Log House 2011 LP)
    3,882,267

  • Non-Qualified Stock Option (right to buy)

    Exercise: $22.49From: 2004-07-22Exp: 2014-04-30→ Class B Common (4,867 underlying)
    4,867
Footnotes (3)
  • [F1]Number of shares has been adjusted to reflect the issuer's August 2012 stock split.
  • [F2]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock.
  • [F3]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Documents

1 file

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeother

Related Parties

1
  • filerCIK 0001197231

Filing Metadata

Form type
4
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 7:56 PM ET
Size
28.7 KB
View on SEC.gov