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4//SEC Filing

Galant Mark E 4

Accession 0001181431-13-017064

CIK 0001444363other
View on SEC.govCompany Profile

Filed

Mar 13, 8:00 PM ET

Accepted

Mar 14, 9:06 PM ET

Size

14.3 KB

Accession

0001181431-13-017064

Insider Transaction Report

Form 4
Period: 2013-03-12
GAIN Capital Holdings, Inc.GCAP
Galant Mark E
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2013-03-12$1.10/sh+113,065$124,372→ 1,227,425 total
  • Exercise/Conversion

    Common Stock

    2013-03-12$0.77/sh+339,195$261,180→ 1,566,620 total
  • Exercise/Conversion

    Common Stock

    2013-03-12$1.10/sh+45,226$49,749→ 1,611,846 total
  • Exercise/Conversion

    Option to Purchase (Right to Buy)

    2013-03-12−113,065→ 0 total
    Exercise: $1.10From: 2004-01-01Exp: 2014-01-01→ Common Stock (113,065 underlying)
  • Exercise/Conversion

    Option to Purchase (Right to Buy)

    2013-03-12−339,195→ 0 total
    Exercise: $0.77From: 2003-06-30Exp: 2013-06-30→ Common Stock (339,195 underlying)
  • Exercise/Conversion

    Option to Purchase (Right to Buy)

    2013-03-12−45,226→ 0 total
    Exercise: $1.10From: 2004-01-30Exp: 2014-01-30→ Common Stock (45,226 underlying)
Holdings

  • Common Stock

    (indirect: See footnote)
    295,535
Footnotes (2)
  • [F1]Includes 14,151 shares of restricted stock granted on March 1, 2012. Such shares vest in equal monthly installments commencing on June 16, 2012.
  • [F2]These shares are held indirectly by the 2007 Galant Family Trust, by and among Mark E. Galant, as donor, and the Goldman Sachs Trust Company of Delaware and Farid Naib, as trustees.

Documents

1 file

Issuer

GAIN Capital Holdings, Inc.

CIK 0001444363

→
Entity typeother

Related Parties

1
  • filerCIK 0001472455

Filing Metadata

Form type
4
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 9:06 PM ET
Size
14.3 KB
View on SEC.gov