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GAIN Capital Holdings, Inc.·4

Mar 14, 9:06 PM ET

Galant Mark E 4

4 · GAIN Capital Holdings, Inc. · Filed Mar 14, 2013

Insider Transaction Report

Form 4
Period: 2013-03-12
GAIN Capital Holdings, Inc.GCAP
Galant Mark E
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2013-03-12$1.10/sh+113,065$124,372→ 1,227,425 total
  • Exercise/Conversion

    Common Stock

    2013-03-12$0.77/sh+339,195$261,180→ 1,566,620 total
  • Exercise/Conversion

    Common Stock

    2013-03-12$1.10/sh+45,226$49,749→ 1,611,846 total
  • Exercise/Conversion

    Option to Purchase (Right to Buy)

    2013-03-12−113,065→ 0 total
    Exercise: $1.10From: 2004-01-01Exp: 2014-01-01→ Common Stock (113,065 underlying)
  • Exercise/Conversion

    Option to Purchase (Right to Buy)

    2013-03-12−339,195→ 0 total
    Exercise: $0.77From: 2003-06-30Exp: 2013-06-30→ Common Stock (339,195 underlying)
  • Exercise/Conversion

    Option to Purchase (Right to Buy)

    2013-03-12−45,226→ 0 total
    Exercise: $1.10From: 2004-01-30Exp: 2014-01-30→ Common Stock (45,226 underlying)
Holdings

  • Common Stock

    (indirect: See footnote)
    295,535
Footnotes (2)
  • [F1]Includes 14,151 shares of restricted stock granted on March 1, 2012. Such shares vest in equal monthly installments commencing on June 16, 2012.
  • [F2]These shares are held indirectly by the 2007 Galant Family Trust, by and among Mark E. Galant, as donor, and the Goldman Sachs Trust Company of Delaware and Farid Naib, as trustees.

Documents

1 file
  • 4
    rrd374272.xmlPrimary

    FORM 4