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5//SEC Filing

von der Goltz Johan 5

Accession 0001181431-13-017240

CIK 0000890264other
View on SEC.govCompany Profile

Filed

Mar 14, 8:00 PM ET

Accepted

Mar 15, 5:30 PM ET

Size

68.8 KB

Accession

0001181431-13-017240

Insider Transaction Report

Form 5
Period: 2012-12-31
EXA CORPEXA
von der Goltz Johan
10% Owner
Transactions
  • Conversion

    Common Stock

    2012-07-03+38,461→ 171,631 total(indirect: By Partnership)
  • Conversion

    Common Stock

    2012-07-03+369,856→ 541,487 total(indirect: By Partnership)
  • Conversion

    Common Stock

    2012-07-03+2,077,840→ 2,619,327 total(indirect: By Partnership)
  • Conversion

    Common Stock

    2012-07-03+193,930→ 2,813,257 total(indirect: By Partnership)
  • Conversion

    Common Stock

    2012-07-03+73,493→ 94,479 total(indirect: By Partnership)
  • Conversion

    Common Stock

    2012-07-03+43,303→ 137,782 total(indirect: By Partnership)
  • Conversion

    Common Stock

    2012-07-03+57,692→ 195,474 total(indirect: By Partnership)
  • Conversion

    Common Stock

    2012-07-03+62,071→ 257,545 total(indirect: By Partnership)
  • Conversion

    Common Stock

    2012-07-03+327,449→ 584,994 total(indirect: By Partnership)
  • Conversion

    Common Stock

    2012-07-03+14,180→ 599,174 total(indirect: By Partnership)
  • Sale

    Common Stock

    2012-08-01$9.30/sh−15,000$139,500→ 2,798,257 total(indirect: By Partnership)
  • Sale

    Common Stock

    2012-08-01$9.30/sh−15,000$139,500→ 584,174 total(indirect: By Partnership)
  • Other

    Common Stock

    2012-12-26−580,000→ 4,174 total(indirect: By Partnership)
  • Sale

    Common Stock

    2012-12-28$9.15/sh−12,000$109,800→ 40,292 total
  • Conversion

    Series E Convertible Preferred Stock

    2012-07-03−250,000→ 0 total(indirect: By Partnership)
    → Common Stock (38,461 underlying)
  • Conversion

    Series G Convertible Preferred Stock

    2012-07-03−2,404,066→ 0 total(indirect: By Partnership)
    → Common Stock (369,856 underlying)
  • Conversion

    Series H Convertible Preferred Stock

    2012-07-03−13,505,960→ 0 total(indirect: By Partnership)
    → Common Stock (2,077,840 underlying)
  • Conversion

    Series I Convertible Preferred Stock

    2012-07-03−1,260,548→ 0 total(indirect: By Partnership)
    → Common Stock (193,930 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2012-07-03−477,707→ 0 total(indirect: By Partnership)
    → Common Stock (73,493 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2012-07-03−281,472→ 0 total(indirect: By Partnership)
    → Common Stock (43,303 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2012-07-03−375,000→ 0 total(indirect: By Partnership)
    → Common Stock (57,692 underlying)
  • Conversion

    Series G Convertible Preferred Stock

    2012-07-03−403,462→ 0 total(indirect: By Partnership)
    → Common Stock (62,071 underlying)
  • Conversion

    Series H Convertible Preferred Stock

    2012-07-03−2,128,423→ 0 total(indirect: By Partnership)
    → Common Stock (327,449 underlying)
  • Conversion

    Series I Convertible Preferred Stock

    2012-07-03−92,171→ 0 total(indirect: By Partnership)
    → Common Stock (14,180 underlying)
Holdings

  • Common Stock

    (indirect: By Partnership)
    133,170

  • Common Stock

    (indirect: By Partnership)
    20,986

  • Common Stock

    52,292

  • Series H Convertible Preferred Stock

    (indirect: By Partnership)
    → Common Stock (2,128,423 underlying)
    0

  • Series G Convertible Preferred Stock

    (indirect: By Partnership)
    → Common Stock (369,856 underlying)
    0

  • Series E Convertible Preferred Stock

    (indirect: By Partnership)
    → Common Stock (375,000 underlying)
    0

  • Series E Convertible Preferred Stock

    (indirect: By Partnership)
    → Common Stock (38,461 underlying)
    0

  • Series B Convertible Preferred Stock

    (indirect: By Partnership)
    → Common Stock (477,707 underlying)
    0

  • Series C Convertible Preferred Stock

    (indirect: By Partnership)
    → Common Stock (281,472 underlying)
    0

  • Series H Convertible Preferred Stock

    (indirect: By Partnership)
    → Common Stock (2,077,840 underlying)
    0

  • Series I Convertible Preferred Stock

    (indirect: By Partnership)
    → Common Stock (193,930 underlying)
    0

  • Series G Convertible Preferred Stock

    (indirect: By Partnership)
    → Common Stock (403,462 underlying)
    0

  • Series I Convertible Preferred Stock

    (indirect: By Partnership)
    → Common Stock (92,171 underlying)
    0
Footnotes (10)
  • [F1]Boston Capital Ventures IV Limited Partnership ("BCV IV") held these shares on June 27, 2012, the date that the Issuer's initial registration statement was declared effective.
  • [F10]All shares of convertible preferred stock of the Issuer were convertible into shares of common stock at any time, at the holder's election, on a 6.5-for-1 basis.
  • [F2]Boston Capital Partners IV LLC ("BCP IV") is the sole general partner of BCV IV, and the reporting person is a managing member of BCP IV and thus may be deemed to be a beneficial owner of the shares owned by BCV IV. The reporting person disclaims beneficial ownership of all shares held by BCV IV, except to the extent of his pecuniary interest therein.
  • [F3]Boston Capital Ventures III Limited Partnership ("BCV III") held these shares on June 27, 2012, the date that the Issuer's initial registration statement was declared effective.
  • [F4]BD Partners Limited Partnership ("BDP") is the sole general partner of BCV III, and the reporting person is a managing member of BDP and thus may be deemed to be a beneficial owner of the shares owned by BCV III. The reporting person disclaims beneficial ownership of all shares held by BCV III, except to the extent of his pecuniary interest therein.
  • [F5]The reporting person held 52,292 shares of the Issuer on June 27, 2012, the date that the Issuer's initial registration statement was declared effective.
  • [F6]On July 3, 2012, in connection with the completion of the Issuer's initial public offering, all shares of convertible preferred stock of the Issuer held by BCV IV converted into common stock on a 6.5-for-1 basis.
  • [F7]On July 3, 2012, in connection with the completion of the Issuer's initial public offering, all shares of convertible preferred stock of the Issuer held by BCV III converted into common stock on a 6.5-for-1 basis.
  • [F8]On August 1, 2012, these shares were sold in connection with the exercise of the over-allotment option by the underwriters for the Issuer's initial public offering.
  • [F9]On December 26, 2012, these shares held by BCV III were distributed to its limited partners.

Documents

1 file

Issuer

EXA CORP

CIK 0000890264

→
Entity typeother

Related Parties

1
  • filerCIK 0001569848

Filing Metadata

Form type
5
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 5:30 PM ET
Size
68.8 KB
View on SEC.gov