4//SEC Filing
Moretti John M 4
Accession 0001181431-13-017266
CIK 0001262200other
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 6:06 PM ET
Size
10.4 KB
Accession
0001181431-13-017266
Insider Transaction Report
Form 4
Moretti John M
10% Owner
Transactions
- Conversion
Common Stock
2012-08-31$1.61/sh+115,792$186,425→ 115,792 total - Sale
Common Stock
2013-03-14$1.12/sh−7,200$8,064→ 63,000 total - Sale
Common Stock
2013-03-13$1.15/sh−45,592$52,431→ 70,200 total - Conversion
Convertible Debenture
2012-08-31+115,792→ 100,000 totalExercise: $1.61→ Common Stock (115,792 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market sales executed on the same day by a broker-dealer at prices from $1.15 to $1.19. The reporting person undertakes to provide, upon request by the Staff of the Securities and Exchange Commission, the Company, or by a security holder of the Company, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- [F2]The price in Column 4 is a weighted average price. These shares were sold in multiple open market sales executed on the same day by a broker-dealer at prices ranging from $1.12 to $1.16.
- [F3]On January 6, 2010, Mr. Moretti loaned DayStar Technologies, Inc. $250,000 and received a convertible note. On August 31, 2012, pursuant to the terms of the convertible note, Mr. Moretti converted $150,000 of the original principal amount of note plus accrued interest into common stock of the Company at $1.61 per share. The remaining $100,000 of original principal amount plus accrued but unpaid interest has not been converted and remains outstanding.
Documents
Issuer
DAYSTAR TECHNOLOGIES INC
CIK 0001262200
Entity typeother
Related Parties
1- filerCIK 0001511995
Filing Metadata
- Form type
- 4
- Filed
- Mar 14, 8:00 PM ET
- Accepted
- Mar 15, 6:06 PM ET
- Size
- 10.4 KB