WINKLER MICHAEL J 4
4 · DUN & BRADSTREET CORP/NW · Filed Mar 18, 2013
Insider Transaction Report
Form 4
WINKLER MICHAEL J
Director
Transactions
- Award
Phantom Stock Units - Deferred Compensation
2013-03-14$30.51/sh+49.078$1,497→ 10,175.367 total→ Common Stock (49.078 underlying) - Award
Common Stock
2013-03-14$81.23/sh+58.566$4,757→ 11,951.858 total
Footnotes (5)
- [F1]Acquired pursuant to a dividend reinvestment feature of the issuer's non-employee directors' stock incentive plan in connection with restricted stock units held by the reporting person.
- [F2]Phantom stock is reported in units vs. shares in the D&B Common Stock Fund of the issuer's non-employee directors' deferred compensation plan (the "Plan").
- [F3]Each phantom stock unit entitles the reporting person to a cash payment based on the value on the payout date of the issuer's common stock corresponding to such units. Based on the $81.36 closing price of the issuer's common stock on the transaction date, one share of common stock corresponds to approximately 2.66 units.
- [F4]The reporting person may transfer these phantom stock units to alternative investment funds in the Plan beginning three years from transaction date.
- [F5]These phantom stock units are payable in cash after the reporting person ceases to be a member of the issuer's board of directors.