Home/Filings/4/0001181431-13-017973
4//SEC Filing

Ashby Molly 4

Accession 0001181431-13-017973

CIK 0001431897other

Filed

Mar 19, 8:00 PM ET

Accepted

Mar 20, 6:01 AM ET

Size

15.6 KB

Accession

0001181431-13-017973

Insider Transaction Report

Form 4
Period: 2013-03-18
Ashby Molly
Director10% Owner
Transactions
  • Other

    Common Stock, par value $0.001 per share

    2013-03-18$38.25/sh500,000$19,125,0002,537,096 total
  • Sale

    Common Stock, par value $0.001 per share

    2013-03-18$40.00/sh3,500,000$140,000,0003,037,096 total
Transactions
  • Other

    Common Stock, par value $0.001 per share

    2013-03-18$38.25/sh500,000$19,125,0002,537,096 total
  • Sale

    Common Stock, par value $0.001 per share

    2013-03-18$40.00/sh3,500,000$140,000,0003,037,096 total
Transactions
  • Sale

    Common Stock, par value $0.001 per share

    2013-03-18$40.00/sh3,500,000$140,000,0003,037,096 total
  • Other

    Common Stock, par value $0.001 per share

    2013-03-18$38.25/sh500,000$19,125,0002,537,096 total
Transactions
  • Sale

    Common Stock, par value $0.001 per share

    2013-03-18$40.00/sh3,500,000$140,000,0003,037,096 total
  • Other

    Common Stock, par value $0.001 per share

    2013-03-18$38.25/sh500,000$19,125,0002,537,096 total
Transactions
  • Other

    Common Stock, par value $0.001 per share

    2013-03-18$38.25/sh500,000$19,125,0002,537,096 total
  • Sale

    Common Stock, par value $0.001 per share

    2013-03-18$40.00/sh3,500,000$140,000,0003,037,096 total
Transactions
  • Other

    Common Stock, par value $0.001 per share

    2013-03-18$38.25/sh500,000$19,125,0002,537,096 total
  • Sale

    Common Stock, par value $0.001 per share

    2013-03-18$40.00/sh3,500,000$140,000,0003,037,096 total
Footnotes (3)
  • [F1]Represents shares owned by Solera Partners, L.P. and SCI Partners, L.P. Solera Partners, L.P. is controlled by its general partner, Solera Capital GP, L.P., which is controlled by its general partner, Solera GP, LLC. Molly F. Ashby is the sole managing member of Solera GP, LLC. In addition, investment and disposition decisions for Solera Partners, L.P. are generally made by a majority vote of the investment committee of Solera Capital GP, L.P., which majority vote must include Ms. Ashby. The investment committee is comprised of three members, including Ms. Ashby. SCI Partners, L.P. is controlled by its general partner, Solera GP II, LLC. Ms. Ashby is the sole managing member of Solera GP II, LLC. Ms. Ashby expressly disclaims beneficial ownership of such shares as to which she does not have a pecuniary interest.
  • [F2]The holders sold 3,500,000 shares of common stock of the Issuer in a secondary offering of the Issuer's common stock in which the holders were the only selling stockholders.
  • [F3]Pursuant to a share repurchase agreement entered into by and among the Issuer and the holders on February 28, 2013, the Issuer repurchased 500,000 shares of common stock, concurrently with the closing of the secondary offering, directly from the holders in a private, non-underwritten transaction at a price per share equal to the price paid by the underwriters in the secondary offering.

Issuer

Annie's, Inc.

CIK 0001431897

Entity typeother

Related Parties

1
  • filerCIK 0001545962

Filing Metadata

Form type
4
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 6:01 AM ET
Size
15.6 KB