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4//SEC Filing

George Kevin B 4

Accession 0001181431-13-018023

CIK 0000789073other

View on SEC.gov Company Profile

Filed

Mar 19, 8:00 PM ET

Accepted

Mar 20, 3:58 PM ET

Size

17.5 KB

Accession

0001181431-13-018023

Insider Transaction Report

Form 4

Period: 2013-03-18

BEAM INCNYSE: BEAM

SVP & Chief Marketing Officer

Transactions

Exercise/Conversion
Common Stock, par value $3.125
2013-03-19$35.67/sh+12,046$429,730→ 13,990 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-03-18−6,056→ 18,039 total
Exercise: $51.08Exp: 2021-02-22→ Common Stock (6,056 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-03-19−12,046→ 0 total
Exercise: $35.67From: 2012-09-30Exp: 2016-09-30→ Common Stock (12,046 underlying)
Exercise/Conversion
Common Stock, par value $3.125
2013-03-19$51.08/sh+1,944$99,298→ 1,944 total
Exercise/Conversion
Common Stock, par value $3.125
2013-03-18$51.08/sh+6,056$309,336→ 6,056 total
Sale
Common Stock, par value $3.125
2013-03-19$63.15/sh−13,990$883,404→ 0 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-03-19−1,944→ 16,095 total
Exercise: $51.08Exp: 2021-02-22→ Common Stock (1,944 underlying)
Sale
Common Stock, par value $3.125
2013-03-18$63.02/sh−6,056$381,636→ 0 total

Footnotes (4)

[F1]Reflects the exercise of stock options issued under Beam's Long-Term Incentive Plans.
[F2]The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.17, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder full information regarding the number of shares and the prices at which the shares were sold.
[F3]The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.47, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder full information regarding the number of shares and the prices at which the shares were sold.
[F4]The options vested as to 8,032 shares on each of February 22, 2012 and February 22, 2013 and will vest as to the remaining 8,031 shares on February 22, 2014.

Documents

1 file

4
rrd374640.xmlPrimary
EXERCISE AND SALE

Issuer

BEAM INC

CIK 0000789073

Entity typeother

Related Parties

1

filerCIK 0001531369

Filing Metadata

Form type: 4
Filed: Mar 19, 8:00 PM ET
Accepted: Mar 20, 3:58 PM ET
Size: 17.5 KB

View on SEC.gov