BAYLAKE CORP·4

Mar 20, 5:21 PM ET

HANSON DANIEL M 4

4 · BAYLAKE CORP · Filed Mar 20, 2013

Insider Transaction Report

Form 4
Period: 2013-03-19
HANSON DANIEL M
Senior VP Operations/IT
Transactions
  • Award

    Stock Options

    2013-03-19+3,2163,216 total
    Exercise: $9.50Exp: 2023-03-19Common Stock (3,216 underlying)
  • Award

    Restricted Stock Units

    2013-03-19+2,6202,620 total
Holdings
  • Stock Options

    Exercise: $6.20Exp: 2022-04-01Common Stock (4,188 underlying)
    4,188
  • Common Stock

    6,560.084
  • Common Stock

    (indirect: By IRA)
    519.574
  • Stock Options

    Exercise: $4.15Exp: 2021-03-15Common Stock (4,188 underlying)
    4,188
  • Restricted Stock Units

    2,512
  • Common Stock

    2,676
  • Stock Options

    Exercise: $13.30From: 2003-04-29Exp: 2013-04-29Common Stock (1,240 underlying)
    1,240
  • Stock Options

    Exercise: $14.15From: 2004-01-06Exp: 2014-01-06Common Stock (2,000 underlying)
    2,000
  • Restricted Stock Units

    4,188
Footnotes (6)
  • [F1]The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F2]The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F3]The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F4]The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  • [F5]The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  • [F6]The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.

Documents

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