HAUSER JOHN A 4
4 · BAYLAKE CORP · Filed Mar 21, 2013
Insider Transaction Report
Form 4
BAYLAKE CORPBYLK
HAUSER JOHN A
Senior Vice President
Transactions
- Award
Restricted Stock Units
2013-03-19+2,389→ 2,389 total - Award
Stock Options
2013-03-19+2,932→ 2,932 totalExercise: $9.50Exp: 2023-03-19→ Common Stock (2,932 underlying)
Holdings
- 3,885
Stock Options
Exercise: $6.20Exp: 2022-04-01→ Common Stock (3,885 underlying) - 2,331
Restricted Stock Units
- 3,885
Restricted Stock Units
- 2,050
Common Stock
- 4,869(indirect: By IRA)
Common Stock
- 3,885
Stock Options
Exercise: $4.15Exp: 2021-03-15→ Common Stock (3,885 underlying)
Footnotes (6)
- [F1]The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- [F2]The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- [F3]The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
- [F4]The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
- [F5]The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
- [F6]The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.