Home/Filings/4/0001181431-13-018179
4//SEC Filing

HAUSER JOHN A 4

Accession 0001181431-13-018179

CIK 0000275119other

Filed

Mar 20, 8:00 PM ET

Accepted

Mar 21, 11:58 AM ET

Size

13.3 KB

Accession

0001181431-13-018179

Insider Transaction Report

Form 4
Period: 2013-03-19
HAUSER JOHN A
Senior Vice President
Transactions
  • Award

    Restricted Stock Units

    2013-03-19+2,3892,389 total
  • Award

    Stock Options

    2013-03-19+2,9322,932 total
    Exercise: $9.50Exp: 2023-03-19Common Stock (2,932 underlying)
Holdings
  • Stock Options

    Exercise: $6.20Exp: 2022-04-01Common Stock (3,885 underlying)
    3,885
  • Restricted Stock Units

    2,331
  • Restricted Stock Units

    3,885
  • Common Stock

    2,050
  • Common Stock

    (indirect: By IRA)
    4,869
  • Stock Options

    Exercise: $4.15Exp: 2021-03-15Common Stock (3,885 underlying)
    3,885
Footnotes (6)
  • [F1]The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F2]The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F3]The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F4]The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  • [F5]The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  • [F6]The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.

Documents

1 file

Issuer

BAYLAKE CORP

CIK 0000275119

Entity typeother

Related Parties

1
  • filerCIK 0001255079

Filing Metadata

Form type
4
Filed
Mar 20, 8:00 PM ET
Accepted
Mar 21, 11:58 AM ET
Size
13.3 KB