Earnings Feed
Start Free
Home/Filings/4/0001181431-13-018481
4//SEC Filing

BANATAO DIOSDADO P 4

Accession 0001181431-13-018481

CIK 0001219210other
View on SEC.govCompany Profile

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 5:12 PM ET

Size

25.2 KB

Accession

0001181431-13-018481

Insider Transaction Report

Form 4
Period: 2010-11-15
IKANOS COMMUNICATIONSIKAN
Tallwood III Management LLC
10% Owner
Transactions
  • Purchase

    Common Stock

    2010-11-15$1.05/sh+5,616,475$5,897,299→ 18,187,904 total
Holdings

  • Common Stock

    (indirect: See Footnotes)
    9,000

  • Common Stock

    (indirect: See Footnotes)
    10,074,743

  • Common Stock

    (indirect: See Footnotes)
    9,000

  • Common Stock

    (indirect: See Footnotes)
    1,275,771

  • Common Stock

    (indirect: See Footnotes)
    78,057
Tallwood III Annex Management LLC
10% Owner
Transactions
  • Purchase

    Common Stock

    2010-11-15$1.05/sh+5,616,475$5,897,299→ 18,187,904 total
Holdings

  • Common Stock

    (indirect: See Footnotes)
    1,275,771

  • Common Stock

    (indirect: See Footnotes)
    78,057

  • Common Stock

    (indirect: See Footnotes)
    9,000

  • Common Stock

    (indirect: See Footnotes)
    10,074,743

  • Common Stock

    (indirect: See Footnotes)
    9,000
TALLWOOD III PARTNERS L P
10% Owner
Transactions
  • Purchase

    Common Stock

    2010-11-15$1.05/sh+5,616,475$5,897,299→ 18,187,904 total
Holdings

  • Common Stock

    (indirect: See Footnotes)
    10,074,743

  • Common Stock

    (indirect: See Footnotes)
    1,275,771

  • Common Stock

    (indirect: See Footnotes)
    78,057

  • Common Stock

    (indirect: See Footnotes)
    9,000

  • Common Stock

    (indirect: See Footnotes)
    9,000
Pavlov George
Director10% Owner
Transactions
  • Purchase

    Common Stock

    2010-11-15$1.05/sh+5,616,475$5,897,299→ 18,187,904 total
Holdings

  • Common Stock

    (indirect: See Footnotes)
    10,074,743

  • Common Stock

    (indirect: See Footnotes)
    9,000

  • Common Stock

    (indirect: See Footnotes)
    78,057

  • Common Stock

    (indirect: See Footnotes)
    1,275,771

  • Common Stock

    (indirect: See Footnotes)
    9,000
TALLWOOD III L P
10% Owner
Transactions
  • Purchase

    Common Stock

    2010-11-15$1.05/sh+5,616,475$5,897,299→ 18,187,904 total
Holdings

  • Common Stock

    (indirect: See Footnotes)
    1,275,771

  • Common Stock

    (indirect: See Footnotes)
    9,000

  • Common Stock

    (indirect: See Footnotes)
    9,000

  • Common Stock

    (indirect: See Footnotes)
    10,074,743

  • Common Stock

    (indirect: See Footnotes)
    78,057
BANATAO DIOSDADO P
Director10% Owner
Transactions
  • Purchase

    Common Stock

    2010-11-15$1.05/sh+5,616,475$5,897,299→ 18,187,904 total
Holdings

  • Common Stock

    (indirect: See Footnotes)
    10,074,743

  • Common Stock

    (indirect: See Footnotes)
    1,275,771

  • Common Stock

    (indirect: See Footnotes)
    9,000

  • Common Stock

    (indirect: See Footnotes)
    78,057

  • Common Stock

    (indirect: See Footnotes)
    9,000
TALLWOOD III ANNEX LP
10% Owner
Transactions
  • Purchase

    Common Stock

    2010-11-15$1.05/sh+5,616,475$5,897,299→ 18,187,904 total
Holdings

  • Common Stock

    (indirect: See Footnotes)
    10,074,743

  • Common Stock

    (indirect: See Footnotes)
    78,057

  • Common Stock

    (indirect: See Footnotes)
    1,275,771

  • Common Stock

    (indirect: See Footnotes)
    9,000

  • Common Stock

    (indirect: See Footnotes)
    9,000
Tallwood III Associates LP
10% Owner
Transactions
  • Purchase

    Common Stock

    2010-11-15$1.05/sh+5,616,475$5,897,299→ 18,187,904 total
Holdings

  • Common Stock

    (indirect: See Footnotes)
    10,074,743

  • Common Stock

    (indirect: See Footnotes)
    78,057

  • Common Stock

    (indirect: See Footnotes)
    1,275,771

  • Common Stock

    (indirect: See Footnotes)
    9,000

  • Common Stock

    (indirect: See Footnotes)
    9,000
Arzubi Luis
10% Owner
Transactions
  • Purchase

    Common Stock

    2010-11-15$1.05/sh+5,616,475$5,897,299→ 18,187,904 total
Holdings

  • Common Stock

    (indirect: See Footnotes)
    78,057

  • Common Stock

    (indirect: See Footnotes)
    10,074,743

  • Common Stock

    (indirect: See Footnotes)
    1,275,771

  • Common Stock

    (indirect: See Footnotes)
    9,000

  • Common Stock

    (indirect: See Footnotes)
    9,000
Footnotes (7)
  • [F1]Tallwood III, L.P. ("Tallwood III"), Tallwood III Partners, L.P. ("Tallwood III Partners"), Tallwood III Associates, L.P. ("Tallwood III Associates") and Tallwood III Annex, L.P. ("Tallwood III Annex" and, together with Tallwood III, Tallwood III Partners and Tallwood III Associates, the "Tallwood Funds") directly own 10,074,743, 1,275,771, 78,057 and 18,187,904 shares of Common Stock of the Company, respectively. (Continued in Footnote 4).
  • [F2]Tallwood III Management, LLC ("Tallwood Management") is the general partner of Tallwood III, Tallwood III Partners and Tallwood III Associates. Tallwood III Annex Management, LLC ("Tallwood Annex Management") is the general partner of Tallwood III Annex. Tallwood Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood III, Tallwood III Partners and Tallwood III Associates, but disclaim such beneficial ownership except to the extent of its pecuniary interest therein. Tallwood Annex Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood III Annex, but disclaim such beneficial ownership except to the extent of its pecuniary interest therein.
  • [F3]Messrs. Luis Arzubi, Diosdado Banatao and George Pavlov is each a general partner of the Tallwood Funds and a managing member of Tallwood Management and Tallwood Annex Management and may be deemed to share voting and dispositive power with respect to the securities owned by the Tallwood Funds, but disclaim such beneficial ownership except to the extent of each person's pecuniary interest therein.
  • [F4]The Tallwood Funds are parties to a stockholder agreement with respect to the securities of the Company, and as a result of which each such entity may be deemed to be a member of a group with respect to the securities of the Company owned by such entities. However, each Tallwood Fund disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein.
  • [F5]The shares are directly owned by Disodado Banatao. The 5,616,475 shares reported as acquired in this Form 4 were omitted from Mr. Banatao's Form 4 filed on November 2, 2012.
  • [F6]The shares are directly owned by George Pavlov. The 5,616,475 shares reported as acquired in this Form 4 were omitted from Mr. Pavlov's Form 4 filed on November 2, 2012.
  • [F7]The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any of the reporting persons is the beneficial owner of these securities.

Documents

1 file

Issuer

IKANOS COMMUNICATIONS

CIK 0001219210

→
Entity typeother

Related Parties

1
  • filerCIK 0001134607

Filing Metadata

Form type
4
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 5:12 PM ET
Size
25.2 KB
View on SEC.gov