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Home/Filings/4/0001181431-13-019231
4//SEC Filing

CMEA VENTURES VI LP 4

Accession 0001181431-13-019231

CIK 0001373707other
View on SEC.govCompany Profile

Filed

Mar 26, 8:00 PM ET

Accepted

Mar 27, 8:23 PM ET

Size

45.9 KB

Accession

0001181431-13-019231

Insider Transaction Report

Form 4
Period: 2013-03-25
TETRAPHASE PHARMACEUTICALS INCTTPH
BARUCH THOMAS R
10% Owner
Transactions
  • Conversion

    Common Stock

    2013-03-25+1,693→ 1,693 total
  • Conversion

    Series B Convertible Participating Preferred Stock

    2013-03-25−268,269→ 0 total
    → Common Stock (9,250 underlying)
  • Conversion

    Series C Convertible Participating Preferred Stock

    2013-03-25−685,531→ 0 total
    → Common Stock (23,639 underlying)
  • Conversion

    Series C Convertible Participating Preferred Stock

    2013-03-25−28,485,997→ 0 total
    → Common Stock (982,275 underlying)
  • Conversion

    Common Stock

    2013-03-25+23,639→ 36,790 total
  • Conversion

    Common Stock

    2013-03-25+70,376→ 70,376 total
  • Conversion

    Common Stock

    2013-03-25+2,208→ 3,901 total
  • Conversion

    Common Stock

    2013-03-25+9,250→ 13,151 total
  • Conversion

    Common Stock

    2013-03-25+384,613→ 546,784 total
  • Conversion

    Common Stock

    2013-03-25+982,275→ 1,529,059 total
  • Purchase

    Common Stock

    2013-03-25$7.00/sh+628,071$4,396,497→ 2,157,130 total
  • Conversion

    Series A-1 Convertible Participating Preferred Stock

    2013-03-25−2,040,912→ 0 total
    → Common Stock (70,376 underlying)
  • Conversion

    Series A-2 Convertible Participating Preferred Stock

    2013-03-25−2,662,059→ 0 total
    → Common Stock (91,795 underlying)
  • Conversion

    Common Stock

    2013-03-25+91,795→ 162,171 total
  • Purchase

    Common Stock

    2013-03-25$7.00/sh+14,786$103,502→ 51,576 total
  • Conversion

    Series A-1 Convertible Participating Preferred Stock

    2013-03-25−49,088→ 0 total
    → Common Stock (1,693 underlying)
  • Conversion

    Series A-2 Convertible Participating Preferred Stock

    2013-03-25−64,027→ 0 total
    → Common Stock (2,208 underlying)
  • Conversion

    Series B Convertible Participating Preferred Stock

    2013-03-25−11,153,776→ 0 total
    → Common Stock (384,613 underlying)
Sohail Faysal A.
10% Owner
Transactions
  • Conversion

    Series A-2 Convertible Participating Preferred Stock

    2013-03-25−2,662,059→ 0 total
    → Common Stock (91,795 underlying)
  • Conversion

    Series C Convertible Participating Preferred Stock

    2013-03-25−685,531→ 0 total
    → Common Stock (23,639 underlying)
  • Purchase

    Common Stock

    2013-03-25$7.00/sh+628,071$4,396,497→ 2,157,130 total
  • Purchase

    Common Stock

    2013-03-25$7.00/sh+14,786$103,502→ 51,576 total
  • Conversion

    Series A-2 Convertible Participating Preferred Stock

    2013-03-25−64,027→ 0 total
    → Common Stock (2,208 underlying)
  • Conversion

    Common Stock

    2013-03-25+9,250→ 13,151 total
  • Conversion

    Series A-1 Convertible Participating Preferred Stock

    2013-03-25−49,088→ 0 total
    → Common Stock (1,693 underlying)
  • Conversion

    Common Stock

    2013-03-25+91,795→ 162,171 total
  • Conversion

    Common Stock

    2013-03-25+23,639→ 36,790 total
  • Conversion

    Common Stock

    2013-03-25+1,693→ 1,693 total
  • Conversion

    Common Stock

    2013-03-25+70,376→ 70,376 total
  • Conversion

    Common Stock

    2013-03-25+384,613→ 546,784 total
  • Conversion

    Common Stock

    2013-03-25+982,275→ 1,529,059 total
  • Conversion

    Common Stock

    2013-03-25+2,208→ 3,901 total
  • Conversion

    Series A-1 Convertible Participating Preferred Stock

    2013-03-25−2,040,912→ 0 total
    → Common Stock (70,376 underlying)
  • Conversion

    Series B Convertible Participating Preferred Stock

    2013-03-25−11,153,776→ 0 total
    → Common Stock (384,613 underlying)
  • Conversion

    Series C Convertible Participating Preferred Stock

    2013-03-25−28,485,997→ 0 total
    → Common Stock (982,275 underlying)
  • Conversion

    Series B Convertible Participating Preferred Stock

    2013-03-25−268,269→ 0 total
    → Common Stock (9,250 underlying)
CMEA VENTURES VI LP
10% Owner
Transactions
  • Conversion

    Common Stock

    2013-03-25+23,639→ 36,790 total
  • Purchase

    Common Stock

    2013-03-25$7.00/sh+628,071$4,396,497→ 2,157,130 total
  • Conversion

    Series A-2 Convertible Participating Preferred Stock

    2013-03-25−2,662,059→ 0 total
    → Common Stock (91,795 underlying)
  • Conversion

    Series C Convertible Participating Preferred Stock

    2013-03-25−685,531→ 0 total
    → Common Stock (23,639 underlying)
  • Conversion

    Common Stock

    2013-03-25+1,693→ 1,693 total
  • Conversion

    Common Stock

    2013-03-25+91,795→ 162,171 total
  • Conversion

    Common Stock

    2013-03-25+9,250→ 13,151 total
  • Conversion

    Series A-1 Convertible Participating Preferred Stock

    2013-03-25−49,088→ 0 total
    → Common Stock (1,693 underlying)
  • Conversion

    Series A-1 Convertible Participating Preferred Stock

    2013-03-25−2,040,912→ 0 total
    → Common Stock (70,376 underlying)
  • Conversion

    Common Stock

    2013-03-25+70,376→ 70,376 total
  • Conversion

    Common Stock

    2013-03-25+2,208→ 3,901 total
  • Conversion

    Common Stock

    2013-03-25+384,613→ 546,784 total
  • Purchase

    Common Stock

    2013-03-25$7.00/sh+14,786$103,502→ 51,576 total
  • Conversion

    Series B Convertible Participating Preferred Stock

    2013-03-25−268,269→ 0 total
    → Common Stock (9,250 underlying)
  • Conversion

    Common Stock

    2013-03-25+982,275→ 1,529,059 total
  • Conversion

    Series A-2 Convertible Participating Preferred Stock

    2013-03-25−64,027→ 0 total
    → Common Stock (2,208 underlying)
  • Conversion

    Series B Convertible Participating Preferred Stock

    2013-03-25−11,153,776→ 0 total
    → Common Stock (384,613 underlying)
  • Conversion

    Series C Convertible Participating Preferred Stock

    2013-03-25−28,485,997→ 0 total
    → Common Stock (982,275 underlying)
CMEA Ventures VI GmbH & Co. KG
10% Owner
Transactions
  • Purchase

    Common Stock

    2013-03-25$7.00/sh+628,071$4,396,497→ 2,157,130 total
  • Conversion

    Series A-1 Convertible Participating Preferred Stock

    2013-03-25−2,040,912→ 0 total
    → Common Stock (70,376 underlying)
  • Conversion

    Series A-2 Convertible Participating Preferred Stock

    2013-03-25−2,662,059→ 0 total
    → Common Stock (91,795 underlying)
  • Conversion

    Series C Convertible Participating Preferred Stock

    2013-03-25−685,531→ 0 total
    → Common Stock (23,639 underlying)
  • Conversion

    Common Stock

    2013-03-25+1,693→ 1,693 total
  • Conversion

    Common Stock

    2013-03-25+2,208→ 3,901 total
  • Conversion

    Common Stock

    2013-03-25+91,795→ 162,171 total
  • Conversion

    Common Stock

    2013-03-25+384,613→ 546,784 total
  • Conversion

    Common Stock

    2013-03-25+982,275→ 1,529,059 total
  • Conversion

    Common Stock

    2013-03-25+70,376→ 70,376 total
  • Conversion

    Common Stock

    2013-03-25+9,250→ 13,151 total
  • Purchase

    Common Stock

    2013-03-25$7.00/sh+14,786$103,502→ 51,576 total
  • Conversion

    Series A-1 Convertible Participating Preferred Stock

    2013-03-25−49,088→ 0 total
    → Common Stock (1,693 underlying)
  • Conversion

    Series A-2 Convertible Participating Preferred Stock

    2013-03-25−64,027→ 0 total
    → Common Stock (2,208 underlying)
  • Conversion

    Series B Convertible Participating Preferred Stock

    2013-03-25−11,153,776→ 0 total
    → Common Stock (384,613 underlying)
  • Conversion

    Common Stock

    2013-03-25+23,639→ 36,790 total
  • Conversion

    Series B Convertible Participating Preferred Stock

    2013-03-25−268,269→ 0 total
    → Common Stock (9,250 underlying)
  • Conversion

    Series C Convertible Participating Preferred Stock

    2013-03-25−28,485,997→ 0 total
    → Common Stock (982,275 underlying)
CMEA Ventures VI Management, L.P.
10% Owner
Transactions
  • Conversion

    Common Stock

    2013-03-25+1,693→ 1,693 total
  • Conversion

    Common Stock

    2013-03-25+384,613→ 546,784 total
  • Conversion

    Common Stock

    2013-03-25+23,639→ 36,790 total
  • Conversion

    Series C Convertible Participating Preferred Stock

    2013-03-25−28,485,997→ 0 total
    → Common Stock (982,275 underlying)
  • Conversion

    Common Stock

    2013-03-25+91,795→ 162,171 total
  • Conversion

    Series A-2 Convertible Participating Preferred Stock

    2013-03-25−2,662,059→ 0 total
    → Common Stock (91,795 underlying)
  • Conversion

    Series B Convertible Participating Preferred Stock

    2013-03-25−11,153,776→ 0 total
    → Common Stock (384,613 underlying)
  • Conversion

    Series C Convertible Participating Preferred Stock

    2013-03-25−685,531→ 0 total
    → Common Stock (23,639 underlying)
  • Conversion

    Common Stock

    2013-03-25+2,208→ 3,901 total
  • Conversion

    Common Stock

    2013-03-25+9,250→ 13,151 total
  • Conversion

    Common Stock

    2013-03-25+70,376→ 70,376 total
  • Conversion

    Common Stock

    2013-03-25+982,275→ 1,529,059 total
  • Conversion

    Series A-1 Convertible Participating Preferred Stock

    2013-03-25−49,088→ 0 total
    → Common Stock (1,693 underlying)
  • Conversion

    Series A-2 Convertible Participating Preferred Stock

    2013-03-25−64,027→ 0 total
    → Common Stock (2,208 underlying)
  • Conversion

    Series B Convertible Participating Preferred Stock

    2013-03-25−268,269→ 0 total
    → Common Stock (9,250 underlying)
  • Purchase

    Common Stock

    2013-03-25$7.00/sh+14,786$103,502→ 51,576 total
  • Purchase

    Common Stock

    2013-03-25$7.00/sh+628,071$4,396,497→ 2,157,130 total
  • Conversion

    Series A-1 Convertible Participating Preferred Stock

    2013-03-25−2,040,912→ 0 total
    → Common Stock (70,376 underlying)
Handelsman Karl D.
10% Owner
Transactions
  • Conversion

    Common Stock

    2013-03-25+70,376→ 70,376 total
  • Conversion

    Common Stock

    2013-03-25+2,208→ 3,901 total
  • Conversion

    Common Stock

    2013-03-25+384,613→ 546,784 total
  • Purchase

    Common Stock

    2013-03-25$7.00/sh+628,071$4,396,497→ 2,157,130 total
  • Conversion

    Series A-2 Convertible Participating Preferred Stock

    2013-03-25−2,662,059→ 0 total
    → Common Stock (91,795 underlying)
  • Conversion

    Series B Convertible Participating Preferred Stock

    2013-03-25−11,153,776→ 0 total
    → Common Stock (384,613 underlying)
  • Conversion

    Common Stock

    2013-03-25+91,795→ 162,171 total
  • Conversion

    Common Stock

    2013-03-25+982,275→ 1,529,059 total
  • Conversion

    Series C Convertible Participating Preferred Stock

    2013-03-25−685,531→ 0 total
    → Common Stock (23,639 underlying)
  • Conversion

    Common Stock

    2013-03-25+1,693→ 1,693 total
  • Purchase

    Common Stock

    2013-03-25$7.00/sh+14,786$103,502→ 51,576 total
  • Conversion

    Series A-1 Convertible Participating Preferred Stock

    2013-03-25−2,040,912→ 0 total
    → Common Stock (70,376 underlying)
  • Conversion

    Series C Convertible Participating Preferred Stock

    2013-03-25−28,485,997→ 0 total
    → Common Stock (982,275 underlying)
  • Conversion

    Common Stock

    2013-03-25+9,250→ 13,151 total
  • Conversion

    Common Stock

    2013-03-25+23,639→ 36,790 total
  • Conversion

    Series A-1 Convertible Participating Preferred Stock

    2013-03-25−49,088→ 0 total
    → Common Stock (1,693 underlying)
  • Conversion

    Series A-2 Convertible Participating Preferred Stock

    2013-03-25−64,027→ 0 total
    → Common Stock (2,208 underlying)
  • Conversion

    Series B Convertible Participating Preferred Stock

    2013-03-25−268,269→ 0 total
    → Common Stock (9,250 underlying)
Collier David J
10% Owner
Transactions
  • Conversion

    Common Stock

    2013-03-25+9,250→ 13,151 total
  • Conversion

    Common Stock

    2013-03-25+23,639→ 36,790 total
  • Purchase

    Common Stock

    2013-03-25$7.00/sh+628,071$4,396,497→ 2,157,130 total
  • Conversion

    Series A-1 Convertible Participating Preferred Stock

    2013-03-25−49,088→ 0 total
    → Common Stock (1,693 underlying)
  • Conversion

    Series A-2 Convertible Participating Preferred Stock

    2013-03-25−64,027→ 0 total
    → Common Stock (2,208 underlying)
  • Conversion

    Series B Convertible Participating Preferred Stock

    2013-03-25−268,269→ 0 total
    → Common Stock (9,250 underlying)
  • Conversion

    Series C Convertible Participating Preferred Stock

    2013-03-25−685,531→ 0 total
    → Common Stock (23,639 underlying)
  • Conversion

    Common Stock

    2013-03-25+70,376→ 70,376 total
  • Conversion

    Series B Convertible Participating Preferred Stock

    2013-03-25−11,153,776→ 0 total
    → Common Stock (384,613 underlying)
  • Conversion

    Series C Convertible Participating Preferred Stock

    2013-03-25−28,485,997→ 0 total
    → Common Stock (982,275 underlying)
  • Conversion

    Common Stock

    2013-03-25+1,693→ 1,693 total
  • Conversion

    Common Stock

    2013-03-25+2,208→ 3,901 total
  • Conversion

    Common Stock

    2013-03-25+91,795→ 162,171 total
  • Conversion

    Common Stock

    2013-03-25+384,613→ 546,784 total
  • Conversion

    Common Stock

    2013-03-25+982,275→ 1,529,059 total
  • Purchase

    Common Stock

    2013-03-25$7.00/sh+14,786$103,502→ 51,576 total
  • Conversion

    Series A-1 Convertible Participating Preferred Stock

    2013-03-25−2,040,912→ 0 total
    → Common Stock (70,376 underlying)
  • Conversion

    Series A-2 Convertible Participating Preferred Stock

    2013-03-25−2,662,059→ 0 total
    → Common Stock (91,795 underlying)
Watson James F
10% Owner
Transactions
  • Conversion

    Common Stock

    2013-03-25+9,250→ 13,151 total
  • Conversion

    Common Stock

    2013-03-25+384,613→ 546,784 total
  • Purchase

    Common Stock

    2013-03-25$7.00/sh+628,071$4,396,497→ 2,157,130 total
  • Conversion

    Series A-1 Convertible Participating Preferred Stock

    2013-03-25−49,088→ 0 total
    → Common Stock (1,693 underlying)
  • Conversion

    Series A-1 Convertible Participating Preferred Stock

    2013-03-25−2,040,912→ 0 total
    → Common Stock (70,376 underlying)
  • Conversion

    Series B Convertible Participating Preferred Stock

    2013-03-25−11,153,776→ 0 total
    → Common Stock (384,613 underlying)
  • Conversion

    Series C Convertible Participating Preferred Stock

    2013-03-25−28,485,997→ 0 total
    → Common Stock (982,275 underlying)
  • Conversion

    Common Stock

    2013-03-25+91,795→ 162,171 total
  • Conversion

    Series A-2 Convertible Participating Preferred Stock

    2013-03-25−2,662,059→ 0 total
    → Common Stock (91,795 underlying)
  • Conversion

    Common Stock

    2013-03-25+1,693→ 1,693 total
  • Conversion

    Common Stock

    2013-03-25+2,208→ 3,901 total
  • Purchase

    Common Stock

    2013-03-25$7.00/sh+14,786$103,502→ 51,576 total
  • Conversion

    Series C Convertible Participating Preferred Stock

    2013-03-25−685,531→ 0 total
    → Common Stock (23,639 underlying)
  • Conversion

    Common Stock

    2013-03-25+70,376→ 70,376 total
  • Conversion

    Common Stock

    2013-03-25+23,639→ 36,790 total
  • Conversion

    Common Stock

    2013-03-25+982,275→ 1,529,059 total
  • Conversion

    Series A-2 Convertible Participating Preferred Stock

    2013-03-25−64,027→ 0 total
    → Common Stock (2,208 underlying)
  • Conversion

    Series B Convertible Participating Preferred Stock

    2013-03-25−268,269→ 0 total
    → Common Stock (9,250 underlying)
Footnotes (4)
  • [F1]The Series A-1, Series A-2, Series B and Series C Convertible Preferred Stock converted into Common Stock on a 1-for-29 basis upon the closing of the issuer's initial public offering without payment of consideration.
  • [F2]Held by CMEA Ventures VI, GmbH & Co. KG. The general partner of CMEA Ventures VI, GmbH & Co. KG is CMEA Ventures VI Management, L.P. The general partners of CMEA Ventures VI Management, L.P. are Karl Handelsman, David Collier, Faysal Sohail, Thomas Baruch and James Watson. CMEA Ventures VI Management, L.P. and each of these individuals exercises shared voting and investment power over the shares held of record by CMEA Ventures VI, GmbH & Co. KG. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.
  • [F3]Held by CMEA Ventures VI, L.P. The general partner of CMEA Ventures VI, L.P. is CMEA Ventures VI Management, L.P. The general partners of CMEA Ventures VI Management, L.P. are Karl Handelsman, David Collier, Faysal Sohail, Thomas Baruch and James Watson. CMEA Ventures VI Management, L.P. and each of these individuals exercises shared voting and investment power over the shares held of record by CMEA Ventures VI, L.P. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.
  • [F4]Not applicable.

Documents

1 file

Issuer

TETRAPHASE PHARMACEUTICALS INC

CIK 0001373707

→
Entity typeother

Related Parties

1
  • filerCIK 0001266748

Filing Metadata

Form type
4
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 8:23 PM ET
Size
45.9 KB
View on SEC.gov