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4//SEC Filing

STUBBS DACE BROWN 4

Accession 0001181431-13-019255

CIK 0000014693other
View on SEC.govCompany Profile

Filed

Mar 26, 8:00 PM ET

Accepted

Mar 27, 9:11 PM ET

Size

23.6 KB

Accession

0001181431-13-019255

Insider Transaction Report

Form 4
Period: 2013-03-26
BROWN FORMAN CORPBFA, BFB
STUBBS DACE BROWN
Director
Transactions
  • Exercise/Conversion

    Class B Common

    2013-03-26$18.94/sh+6,253$118,432→ 308,282.5 total
  • Tax Payment

    Class B Common

    2013-03-26$69.23/sh−1,711$118,453→ 306,571.5 total
  • Sale

    Class B Common

    2013-03-26$69.93/sh−4,542$317,622→ 302,029.5 total
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2013-03-26−6,253→ 0 total
    Exercise: $18.94From: 2003-05-01Exp: 2013-04-30→ Class B Common (6,253 underlying)
Holdings

  • Class A Common

    (indirect: Log House 2011 LP)
    3,882,267

  • Class B Common

    (indirect: Log House 2011 LP)
    577,566

  • Non-Qualified Stock Option (right to buy)

    Exercise: $22.49From: 2004-07-22Exp: 2014-04-30→ Class B Common (4,867 underlying)
    4,867

  • Stock Appreciation Rights

    Exercise: $34.95From: 2006-07-27Exp: 2016-04-30→ Class B Common (4,819 underlying)
    4,819

  • Class A Common

    (indirect: By Trust)
    2,379.1

  • Class B Common

    (indirect: By Partnership)
    175,000

  • Class A Common

    (indirect: By Trust)
    1,758.7

  • Stock Appreciation Rights

    → Class B Common (3,306.95 underlying)
    3,306.95

  • Class A Common

    101,409.7

  • Class A Common

    (indirect: By Partnership)
    235,495

  • Stock Appreciation Rights

    Exercise: $35.51From: 2008-07-24Exp: 2018-04-30→ Class B Common (5,495 underlying)
    5,495

  • Stock Appreciation Rights

    Exercise: $28.58From: 2005-07-28Exp: 2015-04-30→ Class B Common (5,658 underlying)
    5,658

  • Stock Appreciation Rights

    Exercise: $33.76From: 2007-07-26Exp: 2017-04-30→ Class B Common (5,987 underlying)
    5,987

  • Stock Appreciation Rights

    Exercise: $27.05From: 2009-07-23Exp: 2019-04-30→ Class B Common (6,752 underlying)
    6,752
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.82 to $70.04 inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F2]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock.
  • [F3]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Documents

1 file

Issuer

BROWN FORMAN CORP

CIK 0000014693

→
Entity typeother

Related Parties

1
  • filerCIK 0001197231

Filing Metadata

Form type
4
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 9:11 PM ET
Size
23.6 KB
View on SEC.gov