4//SEC Filing
Noll Eric 4
Accession 0001181431-13-019355
CIK 0001120193other
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 4:48 PM ET
Size
9.4 KB
Accession
0001181431-13-019355
Insider Transaction Report
Form 4
Noll Eric
Executive Vice President
Transactions
- Sale
Common Stock, par value $0.01 per share
2013-03-27$32.29/sh−14,642$472,790→ 93,613 total
Holdings
- 28,362
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (28,362 underlying) - 33,995
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (33,995 underlying) - 72,319
Employee Stock Option (Right to Buy)
Exercise: $19.50Exp: 2019-07-22→ Common Stock (72,319 underlying)
Footnotes (6)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2013.
- [F2]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.20 to $32.37, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- [F3]Represents (i) 14,194 vested shares of restricted stock and (ii) 79,419 shares underlying PSUs, of which 29,291 are vested.
- [F4]Options exercisable on July 22, 2013.
- [F5]Options exercisable on March 4, 2014.
- [F6]Options exercisable on March 28, 2014.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeother
Related Parties
1- filerCIK 0001468651
Filing Metadata
- Form type
- 4
- Filed
- Mar 27, 8:00 PM ET
- Accepted
- Mar 28, 4:48 PM ET
- Size
- 9.4 KB