Mancuso Antonella 4

Accession 0001181431-13-021272

CIK 0001400431other

View on SEC.gov Company Profile

Filed

Apr 4, 8:00 PM ET

Accepted

Apr 5, 5:18 PM ET

Size

23.8 KB

Accession

0001181431-13-021272

Insider Transaction Report

Form 4

Period: 2013-04-03

PATHEON INCPTI

Mancuso Antonella

SVP Managing Director European

Transactions

Exercise/Conversion
Restricted Voting Shares
2013-04-03$3.20/sh+49,748$159,194→ 49,748 total
Exercise/Conversion
Restricted Voting Shares
2013-04-03$2.54/sh+50,000$127,000→ 99,748 total
Exercise/Conversion
Restricted Voting Shares
2013-04-03$2.55/sh+42,000$107,100→ 141,748 total
Exercise/Conversion
Restricted Voting Shares
2013-04-03$1.82/sh+13,250$24,115→ 200,598 total
Exercise/Conversion
Employee Stock Option (right to buy)
2013-04-03−49,748→ 0 total
Exercise: $3.20Exp: 2015-01-21→ Restricted Voting Shares (49,748 underlying)
Exercise/Conversion
Restricted Voting Shares
2013-04-03$2.56/sh+45,600$116,736→ 187,348 total
Sale
Restricted Voting Shares
2013-04-03$4.09/sh−200,598$820,446→ 0 total
Exercise/Conversion
Employee Stock Option (right to buy)
2013-04-03−45,600→ 68,400 total
Exercise: $2.56Exp: 2020-06-15→ Restricted Voting Shares (45,600 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2013-04-03−50,000→ 0 total
Exercise: $2.54Exp: 2016-10-26→ Restricted Voting Shares (50,000 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2013-04-03−42,000→ 28,000 total
Exercise: $2.55Exp: 2020-03-17→ Restricted Voting Shares (42,000 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2013-04-03−13,250→ 53,002 total
Exercise: $1.82Exp: 2020-03-13→ Restricted Voting Shares (13,250 underlying)

Footnotes (11)

[F1]The exercise price was converted from C$3.25 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
[F10]The option vests in five equal annual installments on June 15, 2011, June 15, 2012, June 15, 2013, June 15, 2014 and June 15, 2015.
[F11]The option vests in five equal annual installments on March 14, 2013, March 14, 2014, March 14, 2015, March 14, 2016 and March 14, 2017.
[F2]The exercise price was converted from C$2.58 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
[F3]The exercise price was converted from C$2.59 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
[F4]The exercise price was converted from C$2.60 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
[F5]The exercise price was converted from C$1.85 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
[F6]The sale price was converted from C$4.15 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
[F7]The option vested in three equal annual installments on January 21, 2009, January 21, 2010 and January 21, 2011.
[F8]The option vested in three equal annual installments on October 26, 2010, October 26, 2011 and October 26, 2012.
[F9]The option vests in five equal annual installments on March 17, 2011, March 17, 2012, March 17, 2013, March 17, 2014 and March 17, 2015.

Documents

1 file

4
rrd376358.xmlPrimary
FORM 4

Issuer

PATHEON INC

CIK 0001400431

→

Entity typeother

Related Parties

filerCIK 0001517834

Filing Metadata

Form type: 4
Filed: Apr 4, 8:00 PM ET
Accepted: Apr 5, 5:18 PM ET
Size: 23.8 KB

View on SEC.gov