RBS INVESTMENT MANAGEMENT LLC 4
Accession 0001181431-13-022019
Filed
Apr 10, 8:00 PM ET
Accepted
Apr 11, 7:49 PM ET
Size
46.7 KB
Accession
0001181431-13-022019
Insider Transaction Report
- Sale
Class A Common Stock
2013-04-09$4.00/sh−957$3,828→ 1,039,552 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-10$4.02/sh−3$12→ 413 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-11$4.00/sh−1$4→ 412 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-09$4.00/sh−93$372→ 753,420 total - Sale
Class A Common Stock
2013-04-10$4.02/sh−1,313$5,278→ 752,107 total - Sale
Class A Common Stock
2013-04-10$4.02/sh−13,488$54,222→ 1,026,064 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-11$4.00/sh−526$2,104→ 751,581 total - Sale
Class A Common Stock
2013-04-11$4.00/sh−5,405$21,620→ 1,020,659 total(indirect: See Footnotes)
- 1,131,419
Series A Preferred Stock
- 33(indirect: See Footnotes)
Series A Preferred Stock
- 1,271,743(indirect: See Footnotes)
Series A Preferred Stock
- 30(indirect: See Footnotes)
Class A Common Stock
- 461(indirect: See Footnotes)
Series A Preferred Stock
- Sale
Class A Common Stock
2013-04-10$4.02/sh−3$12→ 413 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-11$4.00/sh−5,405$21,620→ 1,020,659 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-11$4.00/sh−1$4→ 412 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-11$4.00/sh−526$2,104→ 751,581 total - Sale
Class A Common Stock
2013-04-10$4.02/sh−1,313$5,278→ 752,107 total - Sale
Class A Common Stock
2013-04-09$4.00/sh−93$372→ 753,420 total - Sale
Class A Common Stock
2013-04-10$4.02/sh−13,488$54,222→ 1,026,064 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-09$4.00/sh−957$3,828→ 1,039,552 total(indirect: See Footnotes)
- 1,271,743(indirect: See Footnotes)
Series A Preferred Stock
- 30(indirect: See Footnotes)
Class A Common Stock
- 461(indirect: See Footnotes)
Series A Preferred Stock
- 1,131,419
Series A Preferred Stock
- 33(indirect: See Footnotes)
Series A Preferred Stock
- Sale
Class A Common Stock
2013-04-11$4.00/sh−526$2,104→ 751,581 total - Sale
Class A Common Stock
2013-04-09$4.00/sh−93$372→ 753,420 total - Sale
Class A Common Stock
2013-04-11$4.00/sh−1$4→ 412 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-10$4.02/sh−1,313$5,278→ 752,107 total - Sale
Class A Common Stock
2013-04-11$4.00/sh−5,405$21,620→ 1,020,659 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-09$4.00/sh−957$3,828→ 1,039,552 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-10$4.02/sh−13,488$54,222→ 1,026,064 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-10$4.02/sh−3$12→ 413 total(indirect: See Footnotes)
- 1,271,743(indirect: See Footnotes)
Series A Preferred Stock
- 461(indirect: See Footnotes)
Series A Preferred Stock
- 33(indirect: See Footnotes)
Series A Preferred Stock
- 30(indirect: See Footnotes)
Class A Common Stock
- 1,131,419
Series A Preferred Stock
- Sale
Class A Common Stock
2013-04-11$4.00/sh−526$2,104→ 751,581 total - Sale
Class A Common Stock
2013-04-11$4.00/sh−5,405$21,620→ 1,020,659 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-09$4.00/sh−93$372→ 753,420 total - Sale
Class A Common Stock
2013-04-09$4.00/sh−957$3,828→ 1,039,552 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-10$4.02/sh−1,313$5,278→ 752,107 total - Sale
Class A Common Stock
2013-04-10$4.02/sh−13,488$54,222→ 1,026,064 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-10$4.02/sh−3$12→ 413 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-11$4.00/sh−1$4→ 412 total(indirect: See Footnotes)
- 461(indirect: See Footnotes)
Series A Preferred Stock
- 33(indirect: See Footnotes)
Series A Preferred Stock
- 1,131,419
Series A Preferred Stock
- 1,271,743(indirect: See Footnotes)
Series A Preferred Stock
- 30(indirect: See Footnotes)
Class A Common Stock
- Sale
Class A Common Stock
2013-04-09$4.00/sh−957$3,828→ 1,039,552 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-10$4.02/sh−1,313$5,278→ 752,107 total - Sale
Class A Common Stock
2013-04-10$4.02/sh−3$12→ 413 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-09$4.00/sh−93$372→ 753,420 total - Sale
Class A Common Stock
2013-04-10$4.02/sh−13,488$54,222→ 1,026,064 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-11$4.00/sh−526$2,104→ 751,581 total - Sale
Class A Common Stock
2013-04-11$4.00/sh−5,405$21,620→ 1,020,659 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-11$4.00/sh−1$4→ 412 total(indirect: See Footnotes)
- 461(indirect: See Footnotes)
Series A Preferred Stock
- 30(indirect: See Footnotes)
Class A Common Stock
- 1,271,743(indirect: See Footnotes)
Series A Preferred Stock
- 33(indirect: See Footnotes)
Series A Preferred Stock
- 1,131,419
Series A Preferred Stock
- Sale
Class A Common Stock
2013-04-10$4.02/sh−3$12→ 413 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-09$4.00/sh−957$3,828→ 1,039,552 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-11$4.00/sh−5,405$21,620→ 1,020,659 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-10$4.02/sh−1,313$5,278→ 752,107 total - Sale
Class A Common Stock
2013-04-11$4.00/sh−526$2,104→ 751,581 total - Sale
Class A Common Stock
2013-04-09$4.00/sh−93$372→ 753,420 total - Sale
Class A Common Stock
2013-04-10$4.02/sh−13,488$54,222→ 1,026,064 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-11$4.00/sh−1$4→ 412 total(indirect: See Footnotes)
- 461(indirect: See Footnotes)
Series A Preferred Stock
- 33(indirect: See Footnotes)
Series A Preferred Stock
- 30(indirect: See Footnotes)
Class A Common Stock
- 1,271,743(indirect: See Footnotes)
Series A Preferred Stock
- 1,131,419
Series A Preferred Stock
- Sale
Class A Common Stock
2013-04-10$4.02/sh−13,488$54,222→ 1,026,064 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-09$4.00/sh−957$3,828→ 1,039,552 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-10$4.02/sh−1,313$5,278→ 752,107 total - Sale
Class A Common Stock
2013-04-11$4.00/sh−5,405$21,620→ 1,020,659 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-11$4.00/sh−1$4→ 412 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-09$4.00/sh−93$372→ 753,420 total - Sale
Class A Common Stock
2013-04-10$4.02/sh−3$12→ 413 total(indirect: See Footnotes) - Sale
Class A Common Stock
2013-04-11$4.00/sh−526$2,104→ 751,581 total
- 1,271,743(indirect: See Footnotes)
Series A Preferred Stock
- 461(indirect: See Footnotes)
Series A Preferred Stock
- 1,131,419
Series A Preferred Stock
- 30(indirect: See Footnotes)
Class A Common Stock
- 33(indirect: See Footnotes)
Series A Preferred Stock
Footnotes (8)
- [F1]This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), ESL Institutional Partners, L.P. ("Institutional"), RBS Investment Management, L.L.C. ("RBSIM"), CRK Partners, LLC ("CRK") and ESL Investments, Inc. ("Investments"). Mr. Lampert, Partners, Institutional and CRK are the direct beneficial owners of the securities covered by this statement.
- [F2]RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. RBSIM is the general partner of, and may be deemed to beneficially own securities owned by, Institutional. Investments is the general partner of RBS, the sole member of CRK and the manager of RBSIM. Investments may be deemed to beneficially own securities owned by RBS, CRK and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, Investments.
- [F3]The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
- [F4]The reporting persons may be deemed to be a member of a group with respect to Orchard Supply Hardware Stores Corporation (the "Issuer"), or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- [F5]Represents shares directly beneficially owned by Partners.
- [F6]This price represents the approximate weighted average price per share of class A common stock of the Issuer, par value $0.01 per share (each, a "Share") of sales that were executed at prices ranging from $4.00 to $4.04 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- [F7]Represents shares directly beneficially owned by Institutional.
- [F8]Represents shares directly beneficially owned by CRK.
Issuer
ORCHARD SUPPLY HARDWARE STORES CORP
CIK 0000896842
Related Parties
1- filerCIK 0001249797
Filing Metadata
- Form type
- 4
- Filed
- Apr 10, 8:00 PM ET
- Accepted
- Apr 11, 7:49 PM ET
- Size
- 46.7 KB