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RBS INVESTMENT MANAGEMENT LLC 4

Accession 0001181431-13-022318

CIK 0000896842other
View on SEC.govCompany Profile

Filed

Apr 15, 8:00 PM ET

Accepted

Apr 16, 6:27 PM ET

Size

37.4 KB

Accession

0001181431-13-022318

Insider Transaction Report

Form 4
Period: 2013-04-12
ORCHARD SUPPLY HARDWARE STORES CORPOSH
RBS PARTNERS L P /CT
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−1$4→ 411 total(indirect: See Footnotes)
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−222$888→ 751,359 total
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−2,277$9,108→ 1,018,382 total(indirect: See Footnotes)
Holdings

  • Class A Common Stock

    (indirect: See Footnotes)
    30

  • Series A Preferred Stock

    (indirect: See Footnotes)
    1,271,743

  • Series A Preferred Stock

    (indirect: See Footnotes)
    461

  • Series A Preferred Stock

    1,131,419

  • Series A Preferred Stock

    (indirect: See Footnotes)
    33
ESL INSTITUTIONAL PARTNERS LP
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−1$4→ 411 total(indirect: See Footnotes)
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−222$888→ 751,359 total
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−2,277$9,108→ 1,018,382 total(indirect: See Footnotes)
Holdings

  • Class A Common Stock

    (indirect: See Footnotes)
    30

  • Series A Preferred Stock

    (indirect: See Footnotes)
    1,271,743

  • Series A Preferred Stock

    (indirect: See Footnotes)
    461

  • Series A Preferred Stock

    1,131,419

  • Series A Preferred Stock

    (indirect: See Footnotes)
    33
RBS INVESTMENT MANAGEMENT LLC
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−1$4→ 411 total(indirect: See Footnotes)
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−2,277$9,108→ 1,018,382 total(indirect: See Footnotes)
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−222$888→ 751,359 total
Holdings

  • Series A Preferred Stock

    1,131,419

  • Series A Preferred Stock

    (indirect: See Footnotes)
    1,271,743

  • Series A Preferred Stock

    (indirect: See Footnotes)
    461

  • Class A Common Stock

    (indirect: See Footnotes)
    30

  • Series A Preferred Stock

    (indirect: See Footnotes)
    33
CRK PARTNERS LLC
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−1$4→ 411 total(indirect: See Footnotes)
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−222$888→ 751,359 total
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−2,277$9,108→ 1,018,382 total(indirect: See Footnotes)
Holdings

  • Series A Preferred Stock

    (indirect: See Footnotes)
    461

  • Series A Preferred Stock

    (indirect: See Footnotes)
    33

  • Class A Common Stock

    (indirect: See Footnotes)
    30

  • Series A Preferred Stock

    1,131,419

  • Series A Preferred Stock

    (indirect: See Footnotes)
    1,271,743
LAMPERT EDWARD S
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−222$888→ 751,359 total
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−2,277$9,108→ 1,018,382 total(indirect: See Footnotes)
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−1$4→ 411 total(indirect: See Footnotes)
Holdings

  • Class A Common Stock

    (indirect: See Footnotes)
    30

  • Series A Preferred Stock

    (indirect: See Footnotes)
    33

  • Series A Preferred Stock

    1,131,419

  • Series A Preferred Stock

    (indirect: See Footnotes)
    1,271,743

  • Series A Preferred Stock

    (indirect: See Footnotes)
    461
ESL PARTNERS LP
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−1$4→ 411 total(indirect: See Footnotes)
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−2,277$9,108→ 1,018,382 total(indirect: See Footnotes)
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−222$888→ 751,359 total
Holdings

  • Class A Common Stock

    (indirect: See Footnotes)
    30

  • Series A Preferred Stock

    1,131,419

  • Series A Preferred Stock

    (indirect: See Footnotes)
    33

  • Series A Preferred Stock

    (indirect: See Footnotes)
    1,271,743

  • Series A Preferred Stock

    (indirect: See Footnotes)
    461
ESL INVESTMENTS INC
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−222$888→ 751,359 total
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−2,277$9,108→ 1,018,382 total(indirect: See Footnotes)
  • Sale

    Class A Common Stock

    2013-04-12$4.00/sh−1$4→ 411 total(indirect: See Footnotes)
Holdings

  • Series A Preferred Stock

    (indirect: See Footnotes)
    33

  • Series A Preferred Stock

    1,131,419

  • Series A Preferred Stock

    (indirect: See Footnotes)
    1,271,743

  • Series A Preferred Stock

    (indirect: See Footnotes)
    461

  • Class A Common Stock

    (indirect: See Footnotes)
    30
Footnotes (7)
  • [F1]This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), ESL Institutional Partners, L.P. ("Institutional"), RBS Investment Management, L.L.C. ("RBSIM"), CRK Partners, LLC ("CRK") and ESL Investments, Inc. ("Investments"). Mr. Lampert, Partners, Institutional and CRK are the direct beneficial owners of the securities covered by this statement.
  • [F2]RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. RBSIM is the general partner of, and may be deemed to beneficially own securities owned by, Institutional. Investments is the general partner of RBS, the sole member of CRK and the manager of RBSIM. Investments may be deemed to beneficially own securities owned by RBS, CRK and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, Investments.
  • [F3]The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
  • [F4]The reporting persons may be deemed to be a member of a group with respect to Orchard Supply Hardware Stores Corporation (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
  • [F5]Represents shares directly beneficially owned by Partners.
  • [F6]Represents shares directly beneficially owned by Institutional.
  • [F7]Represents shares directly beneficially owned by CRK.

Documents

3 files

Issuer

ORCHARD SUPPLY HARDWARE STORES CORP

CIK 0000896842

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001249797

Filing Metadata

Form type
4
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 6:27 PM ET
Size
37.4 KB
View on SEC.gov