Home/Filings/4/0001181431-13-023855

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RBS INVESTMENT MANAGEMENT LLC 4

Accession 0001181431-13-023855

CIK 0000896842other

View on SEC.gov Company Profile

Filed

Apr 28, 8:00 PM ET

Accepted

Apr 29, 8:48 PM ET

Size

49.5 KB

Accession

0001181431-13-023855

Insider Transaction Report

Form 4

Period: 2013-04-25

ORCHARD SUPPLY HARDWARE STORES CORPOSH

LAMPERT EDWARD S

10% Owner

Transactions

Sale
Class A Common Stock
2013-04-25$1.50/sh−6,528$9,792→ 863,388 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-25$1.50/sh−636$954→ 736,266 total
Sale
Class A Common Stock
2013-04-26$1.50/sh−5,120$7,680→ 858,268 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−5$11→ 23 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-25$1.50/sh−2$3→ 372 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-26$1.50/sh−499$749→ 735,767 total
Sale
Class A Common Stock
2013-04-29$2.19/sh−94,491$206,935→ 641,276 total
Sale
Class A Common Stock
2013-04-29$2.19/sh−163,431$357,914→ 694,837 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−60$131→ 311 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-26$1.50/sh−1$2→ 371 total(indirect: See Footnotes)

Holdings

Series A Preferred Stock
(indirect: See Footnotes)
1,271,743
Series A Preferred Stock
(indirect: See Footnotes)
33
Series A Preferred Stock
(indirect: See Footnotes)
461
Series A Preferred Stock
1,131,419

ESL PARTNERS LP

10% Owner

Transactions

Sale
Class A Common Stock
2013-04-29$2.19/sh−94,491$206,935→ 641,276 total
Sale
Class A Common Stock
2013-04-26$1.50/sh−1$2→ 371 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-25$1.50/sh−636$954→ 736,266 total
Sale
Class A Common Stock
2013-04-26$1.50/sh−499$749→ 735,767 total
Sale
Class A Common Stock
2013-04-29$2.19/sh−163,431$357,914→ 694,837 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−5$11→ 23 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-25$1.50/sh−6,528$9,792→ 863,388 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−60$131→ 311 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-25$1.50/sh−2$3→ 372 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-26$1.50/sh−5,120$7,680→ 858,268 total(indirect: See Footnotes)

Holdings

Series A Preferred Stock
(indirect: See Footnotes)
1,271,743
Series A Preferred Stock
1,131,419
Series A Preferred Stock
(indirect: See Footnotes)
33
Series A Preferred Stock
(indirect: See Footnotes)
461

CRK PARTNERS LLC

10% Owner

Transactions

Sale
Class A Common Stock
2013-04-25$1.50/sh−636$954→ 736,266 total
Sale
Class A Common Stock
2013-04-25$1.50/sh−6,528$9,792→ 863,388 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−94,491$206,935→ 641,276 total
Sale
Class A Common Stock
2013-04-29$2.19/sh−60$131→ 311 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−5$11→ 23 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-25$1.50/sh−2$3→ 372 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-26$1.50/sh−1$2→ 371 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-26$1.50/sh−499$749→ 735,767 total
Sale
Class A Common Stock
2013-04-26$1.50/sh−5,120$7,680→ 858,268 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−163,431$357,914→ 694,837 total(indirect: See Footnotes)

Holdings

Series A Preferred Stock
1,131,419
Series A Preferred Stock
(indirect: See Footnotes)
1,271,743
Series A Preferred Stock
(indirect: See Footnotes)
33
Series A Preferred Stock
(indirect: See Footnotes)
461

ESL INVESTMENTS INC

10% Owner

Transactions

Sale
Class A Common Stock
2013-04-25$1.50/sh−636$954→ 736,266 total
Sale
Class A Common Stock
2013-04-25$1.50/sh−6,528$9,792→ 863,388 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-25$1.50/sh−2$3→ 372 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-26$1.50/sh−5,120$7,680→ 858,268 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-26$1.50/sh−499$749→ 735,767 total
Sale
Class A Common Stock
2013-04-29$2.19/sh−94,491$206,935→ 641,276 total
Sale
Class A Common Stock
2013-04-29$2.19/sh−5$11→ 23 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−163,431$357,914→ 694,837 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-26$1.50/sh−1$2→ 371 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−60$131→ 311 total(indirect: See Footnotes)

Holdings

Series A Preferred Stock
(indirect: See Footnotes)
461
Series A Preferred Stock
(indirect: See Footnotes)
1,271,743
Series A Preferred Stock
(indirect: See Footnotes)
33
Series A Preferred Stock
1,131,419

ESL INSTITUTIONAL PARTNERS LP

10% Owner

Transactions

Sale
Class A Common Stock
2013-04-26$1.50/sh−5,120$7,680→ 858,268 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−163,431$357,914→ 694,837 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-25$1.50/sh−2$3→ 372 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−94,491$206,935→ 641,276 total
Sale
Class A Common Stock
2013-04-25$1.50/sh−636$954→ 736,266 total
Sale
Class A Common Stock
2013-04-25$1.50/sh−6,528$9,792→ 863,388 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-26$1.50/sh−499$749→ 735,767 total
Sale
Class A Common Stock
2013-04-26$1.50/sh−1$2→ 371 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−60$131→ 311 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−5$11→ 23 total(indirect: See Footnotes)

Holdings

Series A Preferred Stock
(indirect: See Footnotes)
461
Series A Preferred Stock
(indirect: See Footnotes)
33
Series A Preferred Stock
1,131,419
Series A Preferred Stock
(indirect: See Footnotes)
1,271,743

RBS INVESTMENT MANAGEMENT LLC

10% Owner

Transactions

Sale
Class A Common Stock
2013-04-25$1.50/sh−6,528$9,792→ 863,388 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-25$1.50/sh−2$3→ 372 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-26$1.50/sh−5,120$7,680→ 858,268 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-25$1.50/sh−636$954→ 736,266 total
Sale
Class A Common Stock
2013-04-26$1.50/sh−499$749→ 735,767 total
Sale
Class A Common Stock
2013-04-29$2.19/sh−94,491$206,935→ 641,276 total
Sale
Class A Common Stock
2013-04-29$2.19/sh−60$131→ 311 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-26$1.50/sh−1$2→ 371 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−163,431$357,914→ 694,837 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−5$11→ 23 total(indirect: See Footnotes)

Holdings

Series A Preferred Stock
(indirect: See Footnotes)
461
Series A Preferred Stock
1,131,419
Series A Preferred Stock
(indirect: See Footnotes)
1,271,743
Series A Preferred Stock
(indirect: See Footnotes)
33

RBS PARTNERS L P /CT

10% Owner

Transactions

Sale
Class A Common Stock
2013-04-25$1.50/sh−6,528$9,792→ 863,388 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-26$1.50/sh−499$749→ 735,767 total
Sale
Class A Common Stock
2013-04-25$1.50/sh−636$954→ 736,266 total
Sale
Class A Common Stock
2013-04-25$1.50/sh−2$3→ 372 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-26$1.50/sh−5,120$7,680→ 858,268 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-26$1.50/sh−1$2→ 371 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−94,491$206,935→ 641,276 total
Sale
Class A Common Stock
2013-04-29$2.19/sh−163,431$357,914→ 694,837 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−60$131→ 311 total(indirect: See Footnotes)
Sale
Class A Common Stock
2013-04-29$2.19/sh−5$11→ 23 total(indirect: See Footnotes)

Holdings

Series A Preferred Stock
(indirect: See Footnotes)
1,271,743
Series A Preferred Stock
1,131,419
Series A Preferred Stock
(indirect: See Footnotes)
461
Series A Preferred Stock
(indirect: See Footnotes)
33

Footnotes (9)

[F1]This price represents the approximate weighted average price per share of class A common stock of Orchard Supply Hardware Stores Corporation (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $1.50 to $1.51 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
[F2]This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), ESL Institutional Partners, L.P. ("Institutional"), RBS Investment Management, L.L.C. ("RBSIM"), CRK Partners, LLC ("CRK") and ESL Investments, Inc. ("Investments"). Mr. Lampert, Partners, Institutional and CRK are the direct beneficial owners of the securities covered by this statement.
[F3]RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. RBSIM is the general partner of, and may be deemed to beneficially own securities owned by, Institutional. Investments is the general partner of RBS, the sole member of CRK and the manager of RBSIM. Investments may be deemed to beneficially own securities owned by RBS, CRK and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, Investments.
[F4]The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
[F5]The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
[F6]Represents shares directly beneficially owned by Partners.
[F7]Represents shares directly beneficially owned by Institutional.
[F8]This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $1.72 to $2.49 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
[F9]Represents shares directly beneficially owned by CRK.

Documents

3 files

Issuer

ORCHARD SUPPLY HARDWARE STORES CORP

CIK 0000896842

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001249797

Filing Metadata

Form type: 4
Filed: Apr 28, 8:00 PM ET
Accepted: Apr 29, 8:48 PM ET
Size: 49.5 KB

View on SEC.gov