Home/Filings/4/0001181431-13-023959
4//SEC Filing

POWLICK GEORGE 4

Accession 0001181431-13-023959

CIK 0000862480other

Filed

Apr 29, 8:00 PM ET

Accepted

Apr 30, 2:55 PM ET

Size

22.4 KB

Accession

0001181431-13-023959

Insider Transaction Report

Form 4
Period: 2013-04-30
POWLICK GEORGE
DirectorVice President Finance/CFO
Transactions
  • Disposition to Issuer

    Class A Common Stock

    2013-04-30$4.75/sh197,136$936,3960 total
  • Disposition to Issuer

    Option to Buy Class A Common Stock

    2013-04-30$1.36/sh150,000$204,0000 total
    Exercise: $3.39Exp: 2022-02-28Class A Common Stock, Par Value$.01 (150,000 underlying)
  • Disposition to Issuer

    Option to Buy Class A Common Stock

    2013-04-3030,0000 total
    Exercise: $12.19Exp: 2018-03-04Class A Common Stock, Par Value$.01 (30,000 underlying)
  • Disposition to Issuer

    Option to Buy Class A Common Stock

    2013-04-305,0000 total
    Exercise: $17.26Exp: 2014-05-06Class A Common Stock, Par Value$.01 (5,000 underlying)
  • Disposition to Issuer

    Option to Buy Class A Common Stock

    2013-04-30100,0000 total
    Exercise: $7.17Exp: 2019-03-09Class A Common Stock, Par Value$.01 (100,000 underlying)
  • Disposition to Issuer

    Option to Buy Class A Common Stock

    2013-04-302,0000 total
    Exercise: $9.90Exp: 2020-03-02Class A Common Stock, Par Value$.01 (2,000 underlying)
  • Disposition to Issuer

    Option to Buy Class A Common Stock

    2013-04-30$1.88/sh100,000$188,0000 total
    Exercise: $2.87Exp: 2021-11-15Class A Common Stock, Par Value$.01 (100,000 underlying)
  • Disposition to Issuer

    Option to Buy Class A Common Stock

    2013-04-3040,0000 total
    Exercise: $15.62Exp: 2013-07-25Class A Common Stock, Par Value$.01 (40,000 underlying)
  • Disposition to Issuer

    Option to Buy Class A Common Stock

    2013-04-3040,0000 total
    Exercise: $17.01Exp: 2014-09-27Class A Common Stock, Par Value$.01 (40,000 underlying)
Footnotes (4)
  • [F1]Pursuant to the Agreement and Plan of Merger, dated as of January 16, 2013, by and among E-Land World Limited, Ian Acquisition Sub, Inc. and K-Swiss Inc., at the effective time of the merger of Ian Acquisition Sub, Inc. with and into K-Swiss Inc. (the "Merger"), each share of K-Swiss Inc. common stock converted into right to receive $4.75 in cash.
  • [F2]This option, which provided for vesting in equal increments over a three-year period, was cancelled in the Merger in exchange for a cash payment equal to the product of (i) the excess of $4.75 over the exercise price per share of the option and (ii) the total number of shares underlying the option.
  • [F3]This option, which was fully vested, was cancelled in the Merger without any cash payment made in respect thereof as the exercise price per share exceeded the $4.75 per share merger consideration.
  • [F4]This option, which provided for vesting in equal increments over a three-year period, was cancelled in the Merger without any cash payment in respect thereof as the exercise price per share exceeded the $4.75 per share merger consideration.

Documents

1 file

Issuer

K SWISS INC

CIK 0000862480

Entity typeother

Related Parties

1
  • filerCIK 0001236582

Filing Metadata

Form type
4
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 2:55 PM ET
Size
22.4 KB