4/A//SEC Filing
ExOne Co 4/A
Accession 0001181431-13-024538
CIK 0001561627operating
Filed
May 1, 8:00 PM ET
Accepted
May 2, 10:58 AM ET
Size
13.6 KB
Accession
0001181431-13-024538
Insider Transaction Report
Form 4/AAmended
ExOne CoXONE
ROCKWELL S KENT
DirectorChair and CEO10% Owner
Transactions
- Conversion
Class A Preferred Stock
2013-02-06−12,983,602→ 0 total(indirect: By Trust)Exercise: $0.00From: 2013-01-01Exp: 2013-02-12→ Common Stock, par value $0.01 (1,366,694 underlying) - Conversion
Common Stock, par value $0.01
2013-02-06+1,366,694→ 5,542,694 total(indirect: By Trust) - Sale
Common Stock, par value $0.01
2013-02-06$16.74/sh−611,667$10,239,306→ 4,931,027 total(indirect: By Trust)
Footnotes (4)
- [F1]This Form 4 amends the Form 4 filed by Mr. Rockwell on February 13, 2013 to correct the transaction date.
- [F2]S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Forest Products, Inc. and Rockwell Holdings, Inc. which are the record holders of the shares beneficially owned by Mr. Rockwell. This filing includes Rockwell Forest Products as the 10% holder of 4,176,000 shares. Mr. Rockwell disclaims beneficial ownership of the S. Kent Rockwell Revocable Trust, and this report shall not be deemed to be an admission that Mr. Rockwell is the beneficial owner of the securities owned by the S. Kent Rockwell Revocable Trust for purposes of Section 16 or for any other purpose.
- [F3]S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Holdings, Inc. which was the record holder of the preferred shares that were converted into common shares and is the record holder of the resulting common shares. Mr. Rockwell disclaims beneficial ownership of the S. Kent Rockwell Revocable Trust, and this report shall not be deemed to be an admission that Mr. Rockwell is the beneficial owner of the securities owned by the S. Kent Rockwell Revocable Trust for purposes of Section 16 or for any other purpose.
- [F4]This Form 4 amends the Form 4 filed by Mr. Rockwell on February 13, 2013 to correct the transaction codes in columns 4 and 5 of Table II.
Documents
Issuer
ExOne Co
CIK 0001561627
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001561627
Filing Metadata
- Form type
- 4/A
- Filed
- May 1, 8:00 PM ET
- Accepted
- May 2, 10:58 AM ET
- Size
- 13.6 KB