RBS INVESTMENT MANAGEMENT LLC 4
Accession 0001181431-13-024801
Filed
May 1, 8:00 PM ET
Accepted
May 2, 6:50 PM ET
Size
42.5 KB
Accession
0001181431-13-024801
Insider Transaction Report
- Award
Common Stock, par value $0.01 per share
2013-04-30+7,198→ 25,062,639 total
- 1,939,872(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 29,410,437(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 2,494,783(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 10,230(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 747(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Award
Common Stock, par value $0.01 per share
2013-04-30+7,198→ 25,062,639 total
- 1,939,872(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 29,410,437(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 747(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 10,230(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 2,494,783(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Award
Common Stock, par value $0.01 per share
2013-04-30+7,198→ 25,062,639 total
- 747(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 29,410,437(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 1,939,872(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 2,494,783(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 10,230(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Award
Common Stock, par value $0.01 per share
2013-04-30+7,198→ 25,062,639 total
- 29,410,437(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 2,494,783(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 10,230(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 747(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 1,939,872(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Award
Common Stock, par value $0.01 per share
2013-04-30+7,198→ 25,062,639 total
- 1,939,872(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 10,230(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 29,410,437(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 2,494,783(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 747(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Award
Common Stock, par value $0.01 per share
2013-04-30+7,198→ 25,062,639 total
- 10,230(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 29,410,437(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 747(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 1,939,872(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 2,494,783(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Award
Common Stock, par value $0.01 per share
2013-04-30+7,198→ 25,062,639 total
- 1,939,872(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 10,230(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 29,410,437(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 2,494,783(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 747(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Award
Common Stock, par value $0.01 per share
2013-04-30+7,198→ 25,062,639 total
- 29,410,437(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 2,494,783(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 10,230(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 747(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 1,939,872(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Award
Common Stock, par value $0.01 per share
2013-04-30+7,198→ 25,062,639 total
- 10,230(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 747(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 1,939,872(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 29,410,437(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 2,494,783(indirect: See Footnotes)
Common Stock, par value $0.01 per share
Footnotes (10)
- [F1]Represents shares of restricted stock of Sears Holdings Corporation (the "Issuer") granted to Edward S. Lampert under the Issuer's 2006 Stock Plan, as amended.
- [F10]Represents Shares directly beneficially owned by CRK LLC.
- [F2]This statement is jointly filed by and on behalf of each of Mr. Lampert, ESL Partners, L.P. ("Partners"), SPE I Partners, LP ("SPE I"), SPE Master I, LP ("SPE Master I"), RBS Partners, L.P. ("RBS"), ESL Institutional Partners, L.P. ("Institutional"), RBS Investment Management, L.L.C. ("RBSIM"), CRK Partners, L.L.C. ("CRK LLC") and ESL Investments, Inc. ("ESL"). Mr. Lampert, Partners, SPE I, SPE Master I, Institutional and CRK LLC are the direct beneficial owners of the securities covered by this statement.
- [F3]RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners, SPE I and SPE Master I. RBSIM is the general partner of, and may be deemed to beneficially own securities owned by, Institutional. ESL is the general partner of RBS, the sole member of CRK LLC and the manager of RBSIM. ESL may be deemed to beneficially own securities owned by RBS, CRK LLC and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.
- [F4]The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
- [F5]The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- [F6]Represents shares of common stock of the Issuer, par value $0.01 per share ("Shares"), directly beneficially owned by Partners.
- [F7]Represents Shares directly beneficially owned by SPE I.
- [F8]Represents Shares directly beneficially owned by SPE Master I.
- [F9]Represents Shares directly beneficially owned by Institutional.
Issuer
SEARS HOLDINGS CORP
CIK 0001310067
Related Parties
1- filerCIK 0001249797
Filing Metadata
- Form type
- 4
- Filed
- May 1, 8:00 PM ET
- Accepted
- May 2, 6:50 PM ET
- Size
- 42.5 KB