PLAGA BARRY J 4
4 · Guidance Software, Inc. · Filed May 3, 2013
Insider Transaction Report
Form 4
PLAGA BARRY J
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2013-05-01$2.85/sh+5,000$14,250→ 153,377 total - Sale
Common Stock
2013-05-01$10.23/sh−5,000$51,150→ 148,377 total - Exercise/Conversion
Employee Stock Option (right to buy)
2013-05-01−5,000→ 0 totalExercise: $2.85From: 2012-10-01Exp: 2018-10-31→ Common Stock (5,000 underlying) - Sale
Common Stock
2013-05-01$10.33/sh−2,000$20,654→ 146,377 total
Footnotes (5)
- [F1]Pursuant to a Section 10b5-1 Plan established by Mr. Plaga on August 9, 2012, 2,000 shares of Common Stock and 5,000 shares of vested stock options representing a total of 7,000 shares of Common Stock were exercised and sold, at an average price of $10.257 per share.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.050 to $10.440 per share, inclusive.
- [F3]The reporting person undertakes to provide Guidance Software, Inc., any security holder of Guidance Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges indicated in the footnotes to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.190 to $10.400 per share, inclusive.
- [F5]The exercised options are part of an award granted to Mr. Plaga on October 31, 2008, which fully vested over a four-year period after the grant date.