4//SEC Filing
Britton Donald W 4
Accession 0001181431-13-025924
CIK 0001535929other
Filed
May 6, 8:00 PM ET
Accepted
May 7, 5:25 PM ET
Size
10.9 KB
Accession
0001181431-13-025924
Insider Transaction Report
Form 4
ING U.S., Inc.VOYA
Britton Donald W
See Remarks
Transactions
- Award
Deferred Shares
2013-05-07+27,778→ 30,055 total→ Common Stock (27,778 underlying) - Award
Common Stock
2013-05-07+41,026→ 41,026 total - Award
Deferred Shares
2013-05-07+2,277→ 2,277 total→ Common Stock (2,277 underlying)
Footnotes (7)
- [F1]These shares of Common Stock reflect a grant of restricted shares. Fifty percent of these shares will fully vest at the end of the 180-day lock-up period, which commenced May 1, 2013, relating to the issuer's initial public offering of common stock (the "IPO"). The remaining 50% will fully vest at the earlier of (i) the end of the lock-up period specified in the underwriting agreement related to the first secondary share offering of issuer common stock by ING Groep N.V. ("ING Group") following the IPO or (ii) the date of closing of any post-IPO merger or acquisition of the issuer.
- [F2]Each deferred share represents a contingent right to receive one share of the issuer's Common Stock. The deferred shares may be settled in Common Stock, cash or a combination of cash and Common Stock.
- [F3]These shares reflect a grant of deferred shares approved by the issuer's board of directors pursuant to the issuer's 2013 Omnibus Employee Incentive Plan. The deferred shares replace ING Group deferred shares originally granted pursuant to the ING Group Long-Term Sustainable Performance Plan in respect of the deferred portion of the reporting person's 2012 annual incentive award that exceeded a threshold amount.
- [F4]Fifty percent of the deferred shares vest on March 27, 2015, 25% of such shares vest on March 27, 2016 and 25% of such shares vest on March 27, 2017.
- [F5]Each deferred share represents a contingent right to receive one share of the issuer's Common Stock. The deferred shares may be settled in Common Stock, cash or a combination of cash and Common Stock.
- [F6]These shares reflect a grant of deferred shares approved by the issuer's board of directors pursuant to the issuer's 2013 Omnibus Employee Incentive Plan. The deferred shares replace ING Group deferred shares originally granted pursuant to the ING Group Long-Term Sustainable Performance Plan.
- [F7]Fifty percent of the deferred shares vest on March 27, 2015, 25% of such shares vest on March 27, 2016 and 25% of such shares vest on March 27, 2017.
Documents
Issuer
ING U.S., Inc.
CIK 0001535929
Entity typeother
Related Parties
1- filerCIK 0001575291
Filing Metadata
- Form type
- 4
- Filed
- May 6, 8:00 PM ET
- Accepted
- May 7, 5:25 PM ET
- Size
- 10.9 KB