4//SEC Filing
SCULLY JOHN H 4
Accession 0001181431-13-026317
CIK 0000916457other
Filed
May 7, 8:00 PM ET
Accepted
May 8, 6:17 PM ET
Size
19.8 KB
Accession
0001181431-13-026317
Insider Transaction Report
Form 4
CALPINE CORPCPN
MCDERMOTT EDWARD H
10% Owner
Transactions
- Sale
Common Stock
2013-05-06$20.63/sh−16,000,000$330,080,000→ 43,037,908 total(indirect: See footnotes)
PHOEBE SNOW FOUNDATION
10% Owner
Transactions
- Sale
Common Stock
2013-05-06$20.63/sh−16,000,000$330,080,000→ 43,037,908 total(indirect: See footnotes)
SPO PARTNERS II LP
10% Owner
Transactions
- Sale
Common Stock
2013-05-06$20.63/sh−16,000,000$330,080,000→ 43,037,908 total(indirect: See footnotes)
SPO ADVISORY PARTNERS LP
10% Owner
Transactions
- Sale
Common Stock
2013-05-06$20.63/sh−16,000,000$330,080,000→ 43,037,908 total(indirect: See footnotes)
Transactions
- Sale
Common Stock
2013-05-06$20.63/sh−16,000,000$330,080,000→ 43,037,908 total(indirect: See footnotes)
RYAN J. STUART
Director
Transactions
- Sale
Common Stock
2013-05-06$20.63/sh−16,000,000$330,080,000→ 43,037,908 total(indirect: See footnotes)
SF ADVISORY PARTNERS LP
10% Owner
Transactions
- Sale
Common Stock
2013-05-06$20.63/sh−16,000,000$330,080,000→ 43,037,908 total(indirect: See footnotes)
SAN FRANCISCO PARTNERS LP
10% Owner
Transactions
- Sale
Common Stock
2013-05-06$20.63/sh−16,000,000$330,080,000→ 43,037,908 total(indirect: See footnotes)
SCULLY JOHN H
10% Owner
Transactions
- Sale
Common Stock
2013-05-06$20.63/sh−16,000,000$330,080,000→ 43,037,908 total(indirect: See footnotes)
SPO ADVISORY CORP
10% Owner
Transactions
- Sale
Common Stock
2013-05-06$20.63/sh−16,000,000$330,080,000→ 43,037,908 total(indirect: See footnotes)
Footnotes (4)
- [F1]The entities and individuals directly selling these shares reported in this filing are SPO Partners II, L.P. ("SPO Partners"), which sold 14,541,900 shares, SPO Partners II Co-Investment Partnership, L.P. ("SPO Co-Invest"), which sold 872,900 shares, San Francisco Partners, L.P. ("SF Partners"), which sold 556,000 shares and Phoebe Snow Foundation ("PSF"), which sold 29,200 shares. The price for the sales on 5/6/13, reported in Line 1 above, was $20.63.
- [F2]As a result of the sales causing this filing 39,187,312 shares are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory Partners, L.P. ("SPO Advisory"), the sole general partner of SPO Partners, (ii) SPO Advisory Corp. ("SPO Corp."), the sole general partner of SPO Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp. Additionally, as a result of the sales causing this filing, 2,352,300 shares are owned directly by SPO Co-Invest, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory, the sole general partner of SPO Co-Invest, (ii) SPO Corp, the sole general partner of SPO Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp.
- [F3]Additionally, as a result of the sales causing this filing, 1,498,296 shares are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory Partners, L.P. ("SF Advisory"), the sole general partner of SF Partners, (ii) SPO Corp., the sole general partner of SF Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp. Additionally, as a result of the sales causing this filing, JHS owns 3,800 shares in his IRAs, which are self-directed, EHM owns 4,300 shares in his IRA, which is self-directed and PSF owns 78,600 shares.
- [F4]Additionally, the shares represented in Column 5 above may be deemed to be indirectly beneficially owned by J. Stuart Ryan ("JSR"), solely in his advisory capacity to SPO Corp. Additionally, 5,029 shares of common stock and 31,838 restricted stock units are owned by JSR, a director of the Issuer.
Issuer
CALPINE CORP
CIK 0000916457
Entity typeother
Related Parties
1- filerCIK 0001202553
Filing Metadata
- Form type
- 4
- Filed
- May 7, 8:00 PM ET
- Accepted
- May 8, 6:17 PM ET
- Size
- 19.8 KB