Home/Filings/4/0001181431-13-026703

4//SEC Filing

MHR ADVISORS LLC 4

Accession 0001181431-13-026703

CIK 0000805326other

View on SEC.gov Company Profile

Filed

May 8, 8:00 PM ET

Accepted

May 9, 5:25 PM ET

Size

61.6 KB

Accession

0001181431-13-026703

Insider Transaction Report

Form 4

Period: 2013-05-07

EMISPHERE TECHNOLOGIES INCEMIS

MHR Holdings LLC

10% Owner

Transactions

Other
Warrants (right to buy)
2013-05-07−1,079,572→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07−795,610→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07+2,004,381→ 2,004,381 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07+732,696→ 732,696 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07+147,153→ 147,153 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07−147,153→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07−732,696→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07−702,470→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07+795,610→ 795,610 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07−2,004,381→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07+95,685→ 95,685 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07+1,079,572→ 1,079,572 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07−1,845,886→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,845,886 underlying)
Other
Warrants (right to buy)
2013-05-07+702,470→ 702,470 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07−95,685→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07+1,845,886→ 1,845,886 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,845,886 underlying)

MHR Capital Partners Master Account LP

10% Owner

Transactions

Other
Warrants (right to buy)
2013-05-07−1,845,886→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,845,886 underlying)
Other
Warrants (right to buy)
2013-05-07+795,610→ 795,610 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07+147,153→ 147,153 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07−732,696→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07−702,470→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07+702,470→ 702,470 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07−95,685→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07+95,685→ 95,685 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07−147,153→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07+1,845,886→ 1,845,886 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,845,886 underlying)
Other
Warrants (right to buy)
2013-05-07−795,610→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07−2,004,381→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07+2,004,381→ 2,004,381 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07+1,079,572→ 1,079,572 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07−1,079,572→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07+732,696→ 732,696 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (732,696 underlying)

MHR ADVISORS LLC

10% Owner

Transactions

Other
Warrants (right to buy)
2013-05-07+702,470→ 702,470 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07−732,696→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07−702,470→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07−795,610→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07−2,004,381→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07+147,153→ 147,153 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07+732,696→ 732,696 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07−1,845,886→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,845,886 underlying)
Other
Warrants (right to buy)
2013-05-07+1,079,572→ 1,079,572 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07−147,153→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07+1,845,886→ 1,845,886 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,845,886 underlying)
Other
Warrants (right to buy)
2013-05-07−95,685→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07+95,685→ 95,685 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07+795,610→ 795,610 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07+2,004,381→ 2,004,381 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07−1,079,572→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,079,572 underlying)

MHR Institutional Partners II LP

10% Owner

Transactions

Other
Warrants (right to buy)
2013-05-07+702,470→ 702,470 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07+1,079,572→ 1,079,572 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07−1,079,572→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07−732,696→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07+1,845,886→ 1,845,886 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,845,886 underlying)
Other
Warrants (right to buy)
2013-05-07+795,610→ 795,610 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07−95,685→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07+95,685→ 95,685 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07−795,610→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07−147,153→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07+147,153→ 147,153 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07−702,470→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07−2,004,381→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07+2,004,381→ 2,004,381 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07+732,696→ 732,696 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07−1,845,886→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,845,886 underlying)

MHR Institutional Partners IIA LP

10% Owner

Transactions

Other
Warrants (right to buy)
2013-05-07−702,470→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07+702,470→ 702,470 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07+95,685→ 95,685 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07−95,685→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07−795,610→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07+795,610→ 795,610 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07+2,004,381→ 2,004,381 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07−147,153→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07−732,696→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07−1,845,886→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,845,886 underlying)
Other
Warrants (right to buy)
2013-05-07−2,004,381→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07−1,079,572→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07+1,845,886→ 1,845,886 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,845,886 underlying)
Other
Warrants (right to buy)
2013-05-07+1,079,572→ 1,079,572 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07+147,153→ 147,153 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07+732,696→ 732,696 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (732,696 underlying)

RACHESKY MARK H MD

Director

Transactions

Other
Warrants (right to buy)
2013-05-07+702,470→ 702,470 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07−702,470→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07−95,685→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07−795,610→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07−2,004,381→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07+2,004,381→ 2,004,381 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07−147,153→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07−1,845,886→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,845,886 underlying)
Other
Warrants (right to buy)
2013-05-07+95,685→ 95,685 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07+795,610→ 795,610 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07−1,079,572→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07+1,079,572→ 1,079,572 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07+147,153→ 147,153 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07+732,696→ 732,696 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07+1,845,886→ 1,845,886 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,845,886 underlying)
Other
Warrants (right to buy)
2013-05-07−732,696→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (732,696 underlying)

MHR Institutional Advisors II LLC

10% Owner

Transactions

Other
Warrants (right to buy)
2013-05-07−702,470→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07−1,079,572→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07−95,685→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07+2,004,381→ 2,004,381 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07−147,153→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07+95,685→ 95,685 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07+795,610→ 795,610 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07+702,470→ 702,470 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07−795,610→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07+1,079,572→ 1,079,572 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07−732,696→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07−1,845,886→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,845,886 underlying)
Other
Warrants (right to buy)
2013-05-07−2,004,381→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07+147,153→ 147,153 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07+732,696→ 732,696 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07+1,845,886→ 1,845,886 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,845,886 underlying)

MHR FUND MANAGEMENT LLC

10% Owner

Transactions

Other
Warrants (right to buy)
2013-05-07−95,685→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07+795,610→ 795,610 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07+702,470→ 702,470 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07+95,685→ 95,685 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07+2,004,381→ 2,004,381 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07−147,153→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07−732,696→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07−1,079,572→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07+1,845,886→ 1,845,886 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,845,886 underlying)
Other
Warrants (right to buy)
2013-05-07−702,470→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07−795,610→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07−2,004,381→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07+1,079,572→ 1,079,572 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07+147,153→ 147,153 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07+732,696→ 732,696 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07−1,845,886→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,845,886 underlying)

MHRC LLC

10% Owner

Transactions

Other
Warrants (right to buy)
2013-05-07−702,470→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07−95,685→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07−795,610→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07+795,610→ 795,610 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07−2,004,381→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07+702,470→ 702,470 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07−1,079,572→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07+732,696→ 732,696 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07+1,845,886→ 1,845,886 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,845,886 underlying)
Other
Warrants (right to buy)
2013-05-07+95,685→ 95,685 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07+2,004,381→ 2,004,381 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07+1,079,572→ 1,079,572 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07−147,153→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07+147,153→ 147,153 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07−732,696→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07−1,845,886→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,845,886 underlying)

MHRC II LLC

10% Owner

Transactions

Other
Warrants (right to buy)
2013-05-07−702,470→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07+702,470→ 702,470 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (702,470 underlying)
Other
Warrants (right to buy)
2013-05-07−95,685→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07+732,696→ 732,696 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07−795,610→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07+2,004,381→ 2,004,381 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07−1,079,572→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07+1,079,572→ 1,079,572 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,079,572 underlying)
Other
Warrants (right to buy)
2013-05-07+147,153→ 147,153 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07−1,845,886→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (1,845,886 underlying)
Other
Warrants (right to buy)
2013-05-07+95,685→ 95,685 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (95,685 underlying)
Other
Warrants (right to buy)
2013-05-07−732,696→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (732,696 underlying)
Other
Warrants (right to buy)
2013-05-07+795,610→ 795,610 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (795,610 underlying)
Other
Warrants (right to buy)
2013-05-07−2,004,381→ 0 total(indirect: See Footnote)
Exercise: $1.26From: 2010-08-26Exp: 2015-08-26→ Common Stock (2,004,381 underlying)
Other
Warrants (right to buy)
2013-05-07−147,153→ 0 total(indirect: See Footnote)
Exercise: $1.09From: 2011-07-06Exp: 2016-07-06→ Common Stock (147,153 underlying)
Other
Warrants (right to buy)
2013-05-07+1,845,886→ 1,845,886 total(indirect: See Footnote)
Exercise: $0.50From: 2013-05-07Exp: 2019-07-08→ Common Stock (1,845,886 underlying)

Footnotes (9)

[F1]These securities are, or were, as applicable, held for the account of MHR Capital Partners Master Account LP, an Anguilla, British West Indies limited partnership ("Master Account"). MHR Advisors LLC, a Delaware limited liability company ("Advisors"), is the general partner of Master Account. MHRC LLC, a Delaware limited liability company ("MHRC"), is the managing member of Advisors and in such capacity may be deemed to be the beneficial owner of the securities held for the account of Master Account. Mark H. Rachesky, M.D. ("Dr. Rachesky") is the managing member of MHRC. In such capacity, Dr. Rachesky may be deemed to be the beneficial owner of the securities held for the account of Master Account. (Continued to Footnote 2)
[F2](Continued from Footnote 1) MHR Fund Management LLC, a Delaware limited liability company ("Fund Management"), has an investment management agreement with Master Account pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the shares held for the account of Master Account and, accordingly, Fund Management may be deemed to beneficially own the securities held for the account of Master Account. MHR Holdings LLC, a Delaware limited liability company ("MHR Holdings"), is the managing member of Fund Management and, in such capacity, may be deemed to beneficially own any shares that are deemed to be beneficially owned by Fund Management. Accordingly, MHR Holdings may be deemed to beneficially own the shares held for the account of Master Account.
[F3]These securities are, or were, as applicable, held for the account of MHR Capital Partners (100) LP, a Delaware limited partnership ("Capital Partners (100)"). Advisors is the general partner of Capital Partners (100). MHRC is the managing member of Advisors and in such capacity may be deemed to be the beneficial owner of the securities held for the account of Capital Partners (100). Dr. Rachesky is the managing member of MHRC. In such capacity, Dr. Rachesky may be deemed to be the beneficial owner of the securities held for the account of Capital Partners (100). (Continued to Footnote 4)
[F4](Continued from Footnote 3) Fund Management has an investment management agreement with Capital Partners (100) pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the securities held for the account of Capital Partners (100) and, accordingly, Fund Management may be deemed to beneficially own the securities held for the account of Capital Partners (100). MHR Holdings is the managing member of Fund Management and, in such capacity, may be deemed to beneficially own any shares that are deemed to be beneficially owned by Fund Management. Accordingly, MHR Holdings may be deemed to beneficially own the shares held for the account of Capital Partners (100).
[F5]These securities are, or were, as applicable, held for the account of MHR Institutional Partners II LP, a Delaware limited partnership ("Institutional Partners II"). MHR Institutional Advisors II LLC, a Delaware limited liability company ("Institutional Advisors II"), is the general partner of Institutional Partners II. MHRC II LLC, a Delaware limited liability company ("MHRC II"), is the managing member of Institutional Advisors II and in such capacity may be deemed to be the beneficial owner of the securities held for the account of Institutional Partners II. Dr. Rachesky is the managing member of MHRC II. In such capacity, Dr. Rachesky may be deemed to be the beneficial owner of the securities held for the account of Institutional Partners II. (Continued to Footnote 6)
[F6](Continued from Footnote 5) Fund Management has an investment management agreement with Institutional Partners II pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the securities held for the account of Institutional Partners II and, accordingly, Fund Management may be deemed to beneficially own the securities held for the account of Institutional Partners II. MHR Holdings is the managing member of Fund Management and, in such capacity, may be deemed to beneficially own any shares that are deemed to be beneficially owned by Fund Management.
[F7]These securities are, or were, as applicable, held for the account of MHR Institutional Partners IIA LP, a Delaware limited partnership ("Institutional Partners IIA"). Institutional Advisors II is the general partner of Institutional Partners IIA. MHRC II is the managing member of Institutional Advisors II and in such capacity may be deemed to be the beneficial owner of the securities held for the account of Institutional Partners IIA. Dr. Rachesky is the managing member of MHRC II. In such capacity, Dr. Rachesky may be deemed to be the beneficial owner of the securities held for the account of Institutional Partners IIA. (Continued to Footnote 8)
[F8](Continued from Footnote 7) Fund Management has an investment management agreement with Institutional Partners IIA pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the securities held for the account of Institutional Partners IIA and, accordingly, Fund Management may be deemed to beneficially own the securities held for the account of Institutional Partners IIA. MHR Holdings is the managing member of Fund Management and, in such capacity, may be deemed to beneficially own any shares that are deemed to be beneficially owned by Fund Management. Accordingly, MHR Holdings may be deemed to beneficially own the shares held for the account of Institutional Partners IIA.
[F9]The reported transactions involved an amendment and restatement of outstanding warrants, pursuant to that certain Restructuring Agreement, dated April 26, 2013, by and among Master Account, Capital Partners (100), Institutional Partners II, Institutional Partners IIA and the Issuer, as further described in that certain Schedule 13D/A filed by the Reporting Persons on April 30, 2013.

Documents

2 files

Issuer

EMISPHERE TECHNOLOGIES INC

CIK 0000805326

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001284082

Filing Metadata

Form type: 4
Filed: May 8, 8:00 PM ET
Accepted: May 9, 5:25 PM ET
Size: 61.6 KB

View on SEC.gov