Home/Filings/4/0001181431-13-026757
4//SEC Filing

ENBRIDGE ENERGY CO INC 4

Accession 0001181431-13-026757

CIK 0000880285other

Filed

May 8, 8:00 PM ET

Accepted

May 9, 6:25 PM ET

Size

12.1 KB

Accession

0001181431-13-026757

Insider Transaction Report

Form 4
Period: 2013-05-08
ENBRIDGE ENERGY CO INC
Director10% Owner
Transactions
  • Award

    Series 1 Preferred Units, par value $25.00 per unit

    2013-05-08$25.00/sh+48,000,000$1,200,000,00048,000,000 total
    Class A Common Units (43,201,310 underlying)
ENBRIDGE INC
10% Owner
Transactions
  • Award

    Series 1 Preferred Units, par value $25.00 per unit

    2013-05-08$25.00/sh+48,000,000$1,200,000,00048,000,000 total
    Class A Common Units (43,201,310 underlying)
Footnotes (5)
  • [F1]On or after June 1, 2016, at the sole option of the holder of the Series 1 Preferred Units, the Series 1 Preferred Units may be converted into Class A Common Units, in whole or in part, at a conversion price of $25.00 plus any accrued, accumulated and unpaid distributions (excluding certain distributions that were deferred for the eight quarters ending June 30, 2015 (the "Payment Deferral")) divided by $27.78. The Series 1 Preferred Units are redeemable, in whole or in part, at the Issuer's option on the five year anniversary of the issuance and every fifth year thereafter, at a redemption price of $25.00 plus any accrued, accumulated and unpaid distributions (including the Payment Deferral). (Continued in footnote 2)
  • [F2]At all other times, redemption of the Series 1 Preferred Units, in whole or in part, is permitted only if (i) the Issuer uses the net proceeds from incurring debt and issuing equity (including assets sales) in equal amounts to redeem such Series 1 Preferred Units, (ii) a material change in the current tax treatment of the Series 1 Preferred Units occurs or (iii) the rating agencies' treatment of the equity credit for the Series 1 Preferred Units is reduced by 50% or more.
  • [F3]Series 1 Preferred Units are perpetual securities and have no expiration date.
  • [F4]Amount subject to change if there is (i) any arrearage on the payment of quarterly distributions for the Series 1 Preferred Units or (ii) an adjustment by the Issuer in the number of its Class A Common Units through a split, combination or distribution of additional Class A Common Units.
  • [F5]The information in Exhibit 99.1 is incorporated herein by reference.

Issuer

ENBRIDGE ENERGY PARTNERS LP

CIK 0000880285

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001218297

Filing Metadata

Form type
4
Filed
May 8, 8:00 PM ET
Accepted
May 9, 6:25 PM ET
Size
12.1 KB