4//SEC Filing
STURM PAUL J 4
Accession 0001181431-13-026969
CIK 0000275119other
Filed
May 9, 8:00 PM ET
Accepted
May 10, 2:28 PM ET
Size
11.3 KB
Accession
0001181431-13-026969
Insider Transaction Report
Form 4
BAYLAKE CORPBYLK
STURM PAUL J
Director
Transactions
- Purchase
Common Stock
2013-05-08$9.15/sh+700$6,405→ 51,252 total - Purchase
Common Stock
2013-05-09$9.15/sh+207$1,894→ 51,459 total
Holdings
5% Convertible Promissory Notes due 2017
Exercise: $5.00Exp: 2017-06-30→ Common Stock (20,000 underlying)- 4,368.285(indirect: By Daughter 1, Heather)
Common Stock
- 4,368.285(indirect: By Daughter 2, Jennifer)
Common Stock
- 4,357.4(indirect: By Son 1, Christopher)
Common Stock
- 4,368.285(indirect: By Son 2, Matthew)
Common Stock
- 4,348.53(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]The convertible promissory note is convertible into shares of common stock at a conversion ratio of one share of common stock for each $5.00 in aggregate principal amount held on the record date of the conversion, subject to adjustment for stock dividends, stock-splits, repurchases or reclassifications, as described in the security.
- [F2]The holder of the convertible promissory note may, at the option of the holder, convert up to the full principal amount of the convertible promissory notes into shares of common stock at any time prior to redemption or maturity. On October 1, 2014, up to one-half of the original principal amount of the convertible promissory note will automatically convert into shares of common stock.
- [F3]June 30, 2017, is the stated maturity date of the convertible promissory notes.
Documents
Issuer
BAYLAKE CORP
CIK 0000275119
Entity typeother
Related Parties
1- filerCIK 0001254918
Filing Metadata
- Form type
- 4
- Filed
- May 9, 8:00 PM ET
- Accepted
- May 10, 2:28 PM ET
- Size
- 11.3 KB