Galant Mark E 4
4 · GAIN Capital Holdings, Inc. · Filed May 15, 2013
Insider Transaction Report
Form 4
Galant Mark E
Director
Transactions
- Sale
Common Stock
2013-05-13$5.10/sh−497,486$2,537,179→ 1,131,406 total
Holdings
- 295,535(indirect: See footnote)
Common Stock
Footnotes (2)
- [F1]Includes (i) 14,151 restricted stock units, which vest monthly over one year, beginning on June 16, 2012, the day immediately after the Company's 2012 Annual Meeting of Stockholders, and (ii) 17,046 restricted stock units, which vest monthly over one year, beginning on June 14, 2013, the day immediately after the Company's 2013 Annual Meeting of Stockholders. As of the date of this report, 11,793 shares are vested and 19,404 are unvested.
- [F2]These shares are held indirectly by the 2007 Galant Family Trust, by and among Mark E. Galant, as donor, and the Goldman Sachs Trust Company of Delaware and Farid Naib, as trustees.