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4//SEC Filing

Azure Capital Partners II LP 4

Accession 0001181431-13-028501

CIK 0001391636other
View on SEC.govCompany Profile

Filed

May 15, 8:00 PM ET

Accepted

May 16, 9:33 PM ET

Size

58.1 KB

Accession

0001181431-13-028501

Insider Transaction Report

Form 4
Period: 2013-05-14
CYAN INCCYNI
Azure Parent, L.L.C.
Director10% Owner
Transactions
  • Conversion

    Common Stock

    2013-05-14+1,207,035→ 4,766,148 total(indirect: See Footnotes)
  • Exercise/Conversion

    Series C Preferred Stock

    2013-05-14+208,916→ 1,253,497 total(indirect: See Footnotes)
    → Common Stock (208,916 underlying)
  • Conversion

    Series A Preferred Stock

    2013-05-14−2,184,922→ 0 total(indirect: See Footnotes)
    → Common Stock (2,184,922 underlying)
  • Tax Payment

    Series C Preferred Stock

    2013-05-14−5,959→ 154,804 total(indirect: See Footnotes)
    → Common Stock (5,959 underlying)
  • Conversion

    Series D Preferred Stock

    2013-05-14−72,737→ 0 total(indirect: See Footnotes)
    → Common Stock (72,737 underlying)
  • Conversion

    Common Stock

    2013-05-14+1,365,691→ 3,559,113 total(indirect: See Footnotes)
  • Exercise/Conversion

    Warrant (right to buy)

    2013-05-14−208,916→ 0 total(indirect: See Footnotes)
    Exercise: $2.45Exp: 2016-06-08→ Series C Preferred Stock (208,916 underlying)
  • Conversion

    Series C Preferred Stock

    2013-05-14−1,207,035→ 0 total(indirect: See Footnotes)
    → Common Stock (1,207,035 underlying)
  • Conversion

    Series D Preferred Stock

    2013-05-14−567,141→ 0 total(indirect: See Footnotes)
    → Common Stock (567,141 underlying)
  • Conversion

    Series B Preferred Stock

    2013-05-14−175,152→ 0 total(indirect: See Footnotes)
    → Common Stock (175,152 underlying)
  • Conversion

    Common Stock

    2013-05-14+175,152→ 463,871 total(indirect: See Footnotes)
  • Conversion

    Series B Preferred Stock

    2013-05-14−1,365,691→ 0 total(indirect: See Footnotes)
    → Common Stock (1,365,691 underlying)
  • Exercise/Conversion

    Series C Preferred Stock

    2013-05-14+26,794→ 160,763 total(indirect: See Footnotes)
    → Common Stock (26,794 underlying)
  • Conversion

    Series A Preferred Stock

    2013-05-14−280,219→ 0 total(indirect: See Footnotes)
    → Common Stock (280,219 underlying)
  • Conversion

    Series C Preferred Stock

    2013-05-14−154,804→ 0 total(indirect: See Footnotes)
    → Common Stock (154,804 underlying)
  • Conversion

    Common Stock

    2013-05-14+567,141→ 5,333,289 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+154,804→ 618,675 total(indirect: See Footnotes)
  • Exercise/Conversion

    Warrant (right to buy)

    2013-05-14−26,794→ 0 total(indirect: See Footnotes)
    Exercise: $2.45Exp: 2016-06-08→ Series C Preferred Stock (26,794 underlying)
  • Conversion

    Common Stock

    2013-05-14+2,184,922→ 2,193,422 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+280,219→ 288,719 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+72,737→ 691,412 total(indirect: See Footnotes)
  • Tax Payment

    Series C Preferred Stock

    2013-05-14−46,462→ 1,207,035 total(indirect: See Footnotes)
    → Common Stock (46,462 underlying)
Azure Capital Partners II LP
Director10% Owner
Transactions
  • Conversion

    Common Stock

    2013-05-14+175,152→ 463,871 total(indirect: See Footnotes)
  • Tax Payment

    Series C Preferred Stock

    2013-05-14−46,462→ 1,207,035 total(indirect: See Footnotes)
    → Common Stock (46,462 underlying)
  • Conversion

    Series D Preferred Stock

    2013-05-14−567,141→ 0 total(indirect: See Footnotes)
    → Common Stock (567,141 underlying)
  • Conversion

    Common Stock

    2013-05-14+280,219→ 288,719 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+154,804→ 618,675 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+72,737→ 691,412 total(indirect: See Footnotes)
  • Conversion

    Series C Preferred Stock

    2013-05-14−1,207,035→ 0 total(indirect: See Footnotes)
    → Common Stock (1,207,035 underlying)
  • Exercise/Conversion

    Warrant (right to buy)

    2013-05-14−26,794→ 0 total(indirect: See Footnotes)
    Exercise: $2.45Exp: 2016-06-08→ Series C Preferred Stock (26,794 underlying)
  • Conversion

    Common Stock

    2013-05-14+1,365,691→ 3,559,113 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+1,207,035→ 4,766,148 total(indirect: See Footnotes)
  • Conversion

    Series B Preferred Stock

    2013-05-14−1,365,691→ 0 total(indirect: See Footnotes)
    → Common Stock (1,365,691 underlying)
  • Tax Payment

    Series C Preferred Stock

    2013-05-14−5,959→ 154,804 total(indirect: See Footnotes)
    → Common Stock (5,959 underlying)
  • Conversion

    Series A Preferred Stock

    2013-05-14−280,219→ 0 total(indirect: See Footnotes)
    → Common Stock (280,219 underlying)
  • Conversion

    Series D Preferred Stock

    2013-05-14−72,737→ 0 total(indirect: See Footnotes)
    → Common Stock (72,737 underlying)
  • Conversion

    Common Stock

    2013-05-14+2,184,922→ 2,193,422 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+567,141→ 5,333,289 total(indirect: See Footnotes)
  • Exercise/Conversion

    Warrant (right to buy)

    2013-05-14−208,916→ 0 total(indirect: See Footnotes)
    Exercise: $2.45Exp: 2016-06-08→ Series C Preferred Stock (208,916 underlying)
  • Exercise/Conversion

    Series C Preferred Stock

    2013-05-14+208,916→ 1,253,497 total(indirect: See Footnotes)
    → Common Stock (208,916 underlying)
  • Exercise/Conversion

    Series C Preferred Stock

    2013-05-14+26,794→ 160,763 total(indirect: See Footnotes)
    → Common Stock (26,794 underlying)
  • Conversion

    Series B Preferred Stock

    2013-05-14−175,152→ 0 total(indirect: See Footnotes)
    → Common Stock (175,152 underlying)
  • Conversion

    Series A Preferred Stock

    2013-05-14−2,184,922→ 0 total(indirect: See Footnotes)
    → Common Stock (2,184,922 underlying)
  • Conversion

    Series C Preferred Stock

    2013-05-14−154,804→ 0 total(indirect: See Footnotes)
    → Common Stock (154,804 underlying)
Azure Entrepreneurs II L P
Director10% Owner
Transactions
  • Conversion

    Common Stock

    2013-05-14+154,804→ 618,675 total(indirect: See Footnotes)
  • Exercise/Conversion

    Series C Preferred Stock

    2013-05-14+208,916→ 1,253,497 total(indirect: See Footnotes)
    → Common Stock (208,916 underlying)
  • Conversion

    Series A Preferred Stock

    2013-05-14−2,184,922→ 0 total(indirect: See Footnotes)
    → Common Stock (2,184,922 underlying)
  • Exercise/Conversion

    Warrant (right to buy)

    2013-05-14−26,794→ 0 total(indirect: See Footnotes)
    Exercise: $2.45Exp: 2016-06-08→ Series C Preferred Stock (26,794 underlying)
  • Exercise/Conversion

    Series C Preferred Stock

    2013-05-14+26,794→ 160,763 total(indirect: See Footnotes)
    → Common Stock (26,794 underlying)
  • Conversion

    Series D Preferred Stock

    2013-05-14−72,737→ 0 total(indirect: See Footnotes)
    → Common Stock (72,737 underlying)
  • Conversion

    Common Stock

    2013-05-14+72,737→ 691,412 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+1,365,691→ 3,559,113 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+567,141→ 5,333,289 total(indirect: See Footnotes)
  • Exercise/Conversion

    Warrant (right to buy)

    2013-05-14−208,916→ 0 total(indirect: See Footnotes)
    Exercise: $2.45Exp: 2016-06-08→ Series C Preferred Stock (208,916 underlying)
  • Conversion

    Series B Preferred Stock

    2013-05-14−1,365,691→ 0 total(indirect: See Footnotes)
    → Common Stock (1,365,691 underlying)
  • Conversion

    Series C Preferred Stock

    2013-05-14−1,207,035→ 0 total(indirect: See Footnotes)
    → Common Stock (1,207,035 underlying)
  • Tax Payment

    Series C Preferred Stock

    2013-05-14−5,959→ 154,804 total(indirect: See Footnotes)
    → Common Stock (5,959 underlying)
  • Conversion

    Series A Preferred Stock

    2013-05-14−280,219→ 0 total(indirect: See Footnotes)
    → Common Stock (280,219 underlying)
  • Conversion

    Series B Preferred Stock

    2013-05-14−175,152→ 0 total(indirect: See Footnotes)
    → Common Stock (175,152 underlying)
  • Conversion

    Series C Preferred Stock

    2013-05-14−154,804→ 0 total(indirect: See Footnotes)
    → Common Stock (154,804 underlying)
  • Conversion

    Common Stock

    2013-05-14+1,207,035→ 4,766,148 total(indirect: See Footnotes)
  • Tax Payment

    Series C Preferred Stock

    2013-05-14−46,462→ 1,207,035 total(indirect: See Footnotes)
    → Common Stock (46,462 underlying)
  • Conversion

    Common Stock

    2013-05-14+2,184,922→ 2,193,422 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+280,219→ 288,719 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+175,152→ 463,871 total(indirect: See Footnotes)
  • Conversion

    Series D Preferred Stock

    2013-05-14−567,141→ 0 total(indirect: See Footnotes)
    → Common Stock (567,141 underlying)
Azure Capital Partners VC Administrators II, L.P.
Director10% Owner
Transactions
  • Conversion

    Common Stock

    2013-05-14+2,184,922→ 2,193,422 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+1,365,691→ 3,559,113 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+1,207,035→ 4,766,148 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+280,219→ 288,719 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+175,152→ 463,871 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+72,737→ 691,412 total(indirect: See Footnotes)
  • Exercise/Conversion

    Series C Preferred Stock

    2013-05-14+208,916→ 1,253,497 total(indirect: See Footnotes)
    → Common Stock (208,916 underlying)
  • Conversion

    Series A Preferred Stock

    2013-05-14−280,219→ 0 total(indirect: See Footnotes)
    → Common Stock (280,219 underlying)
  • Conversion

    Series C Preferred Stock

    2013-05-14−154,804→ 0 total(indirect: See Footnotes)
    → Common Stock (154,804 underlying)
  • Conversion

    Series A Preferred Stock

    2013-05-14−2,184,922→ 0 total(indirect: See Footnotes)
    → Common Stock (2,184,922 underlying)
  • Conversion

    Series B Preferred Stock

    2013-05-14−1,365,691→ 0 total(indirect: See Footnotes)
    → Common Stock (1,365,691 underlying)
  • Conversion

    Series D Preferred Stock

    2013-05-14−567,141→ 0 total(indirect: See Footnotes)
    → Common Stock (567,141 underlying)
  • Exercise/Conversion

    Warrant (right to buy)

    2013-05-14−26,794→ 0 total(indirect: See Footnotes)
    Exercise: $2.45Exp: 2016-06-08→ Series C Preferred Stock (26,794 underlying)
  • Exercise/Conversion

    Series C Preferred Stock

    2013-05-14+26,794→ 160,763 total(indirect: See Footnotes)
    → Common Stock (26,794 underlying)
  • Tax Payment

    Series C Preferred Stock

    2013-05-14−5,959→ 154,804 total(indirect: See Footnotes)
    → Common Stock (5,959 underlying)
  • Conversion

    Series B Preferred Stock

    2013-05-14−175,152→ 0 total(indirect: See Footnotes)
    → Common Stock (175,152 underlying)
  • Conversion

    Common Stock

    2013-05-14+567,141→ 5,333,289 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+154,804→ 618,675 total(indirect: See Footnotes)
  • Exercise/Conversion

    Warrant (right to buy)

    2013-05-14−208,916→ 0 total(indirect: See Footnotes)
    Exercise: $2.45Exp: 2016-06-08→ Series C Preferred Stock (208,916 underlying)
  • Tax Payment

    Series C Preferred Stock

    2013-05-14−46,462→ 1,207,035 total(indirect: See Footnotes)
    → Common Stock (46,462 underlying)
  • Conversion

    Series C Preferred Stock

    2013-05-14−1,207,035→ 0 total(indirect: See Footnotes)
    → Common Stock (1,207,035 underlying)
  • Conversion

    Series D Preferred Stock

    2013-05-14−72,737→ 0 total(indirect: See Footnotes)
    → Common Stock (72,737 underlying)
Azure Capital Partners, Inc.
Director10% Owner
Transactions
  • Conversion

    Series A Preferred Stock

    2013-05-14−2,184,922→ 0 total(indirect: See Footnotes)
    → Common Stock (2,184,922 underlying)
  • Exercise/Conversion

    Warrant (right to buy)

    2013-05-14−26,794→ 0 total(indirect: See Footnotes)
    Exercise: $2.45Exp: 2016-06-08→ Series C Preferred Stock (26,794 underlying)
  • Conversion

    Series A Preferred Stock

    2013-05-14−280,219→ 0 total(indirect: See Footnotes)
    → Common Stock (280,219 underlying)
  • Tax Payment

    Series C Preferred Stock

    2013-05-14−5,959→ 154,804 total(indirect: See Footnotes)
    → Common Stock (5,959 underlying)
  • Conversion

    Series B Preferred Stock

    2013-05-14−1,365,691→ 0 total(indirect: See Footnotes)
    → Common Stock (1,365,691 underlying)
  • Conversion

    Common Stock

    2013-05-14+2,184,922→ 2,193,422 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+1,365,691→ 3,559,113 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+567,141→ 5,333,289 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+175,152→ 463,871 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+154,804→ 618,675 total(indirect: See Footnotes)
  • Tax Payment

    Series C Preferred Stock

    2013-05-14−46,462→ 1,207,035 total(indirect: See Footnotes)
    → Common Stock (46,462 underlying)
  • Conversion

    Series C Preferred Stock

    2013-05-14−1,207,035→ 0 total(indirect: See Footnotes)
    → Common Stock (1,207,035 underlying)
  • Conversion

    Series D Preferred Stock

    2013-05-14−72,737→ 0 total(indirect: See Footnotes)
    → Common Stock (72,737 underlying)
  • Exercise/Conversion

    Warrant (right to buy)

    2013-05-14−208,916→ 0 total(indirect: See Footnotes)
    Exercise: $2.45Exp: 2016-06-08→ Series C Preferred Stock (208,916 underlying)
  • Exercise/Conversion

    Series C Preferred Stock

    2013-05-14+208,916→ 1,253,497 total(indirect: See Footnotes)
    → Common Stock (208,916 underlying)
  • Conversion

    Series C Preferred Stock

    2013-05-14−154,804→ 0 total(indirect: See Footnotes)
    → Common Stock (154,804 underlying)
  • Conversion

    Common Stock

    2013-05-14+1,207,035→ 4,766,148 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+280,219→ 288,719 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2013-05-14+72,737→ 691,412 total(indirect: See Footnotes)
  • Conversion

    Series D Preferred Stock

    2013-05-14−567,141→ 0 total(indirect: See Footnotes)
    → Common Stock (567,141 underlying)
  • Exercise/Conversion

    Series C Preferred Stock

    2013-05-14+26,794→ 160,763 total(indirect: See Footnotes)
    → Common Stock (26,794 underlying)
  • Conversion

    Series B Preferred Stock

    2013-05-14−175,152→ 0 total(indirect: See Footnotes)
    → Common Stock (175,152 underlying)
Footnotes (6)
  • [F1]Each share of the Issuer's Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (together, the "Preferred Stock") converted into one share of the Issuer's Common Stock upon the closing of the Issuer's underwritten initial public offering (the "IPO") pursuant to its registration statement on Form S-1 (File No. 187732).
  • [F2]These securities are held directly by Azure Capital Partners II, L.P. ("ACP II").
  • [F3]Azure Capital Partners VC Administrators II, L.P. ("Azure GP") is the sole general partner of each of ACP II and Azure Entrepreneurs II, L.P. ("AE II"). The sole general partner of Azure GP is Azure Parent, L.L.C. ("Azure Parent"), which is wholly-owned by Azure Capital Partners, Inc. ("Azure Capital" and together with ACP II, AE II, Azure GP and Azure Capital, the "Azure Entities"). Mr. Paul A. Ferris, a manager of Azure Parent, serves as the Azure Entities' representative on the Issuer's board of directors. Each of Azure GP, Azure Parent and Azure Capital disclaim beneficial ownership of all securities held by ACP II and AE II, except to the extent, if any, of their respective pecuniary interest therein.
  • [F4]These securities are held directly by AE II.
  • [F5]Immediately prior to the IPO, ACP II exercised a warrant to purchase 208,916 shares of Series C Preferred Stock for $2.4463 a share. ACP II paid the exercise price on a cashless basis, resulting in the Issuer withholding 46,462 of the warrant shares to pay the exercise price and issuing to ACP II the remaining 162,454 shares. The Issuer also paid $10.79 to ACP II in lieu of a factional share. The warrants were immediately exercisable.
  • [F6]Immediately prior to the IPO, AE II exercised a warrant to purchase 26,794 shares of Series C Preferred Stock for $2.4463 a share. AE II paid the exercise price on a cashless basis, resulting in the Issuer withholding 5,959 of the warrant shares to pay the exercise price and issuing to AE II the remaining 20,835 shares. The Issuer also paid $2.84 to AE II in lieu of a factional share. The warrants were immediately exercisable.

Documents

2 files

Issuer

CYAN INC

CIK 0001391636

→
Entity typeother

Related Parties

1
  • filerCIK 0001356622

Filing Metadata

Form type
4
Filed
May 15, 8:00 PM ET
Accepted
May 16, 9:33 PM ET
Size
58.1 KB
View on SEC.gov