KOEN PHILIP J 4
4 · INFINERA CORP · Filed May 17, 2013
Insider Transaction Report
Form 4
INFINERA CORPINFN
KOEN PHILIP J
Director
Transactions
- Exercise/Conversion
Common Stock
2013-05-16+20,634→ 35,234 total(indirect: See Footnote) - Exercise/Conversion
Restricted Stock Units
2013-05-16−20,634→ 0 total→ Common Stock (20,634 underlying)
Holdings
- 583
Common Stock
- 100,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $6.82Exp: 2020-02-09→ Common Stock (100,000 underlying) - 17,600
Non-Qualified Stock Option (Right to Buy)
Exercise: $7.25Exp: 2021-05-18→ Common Stock (17,600 underlying) - 14,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $7.55Exp: 2020-05-19→ Common Stock (14,500 underlying)
Footnotes (6)
- [F1]Shares held by the Koen Family Trust dtd 11/3/10 for which the Reporting Person serves as trustee.
- [F2]The option is fully vested.
- [F3]Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
- [F4]The RSUs fully vest on May 16, 2013.
- [F5]Excludes 9,100 shares previously held directly by the Reporting Person which were re-registered on June 7, 2012 and are now held directly by The Koen Family Trust dtd 11/3/10 for which the Reporting Person serves as trustee (the "Koen Family Trust").
- [F6]Includes 9,100 shares previously held directly by the Reporting Person which were re-registered on June 7, 2012 and are now held directly by the Koen Family Trust.