CHEN HERBERT 4
4 · TRANSWITCH CORP /DE · Filed May 20, 2013
Insider Transaction Report
Form 4
CHEN HERBERT
Director10% Owner
Transactions
- Exercise/Conversion
Restricted Stock Units
2013-05-17−8,334→ 10,604 totalExercise: $0.00From: 2013-05-17→ Common Stock $0.001 Par Value (8,334 underlying) - Exercise/Conversion
Common Stock $0.001 Par Value
2013-05-17+8,334→ 1,112,946 total - Exercise/Conversion
Restricted Stock Units
2013-05-17−22,989→ 18,938 totalExercise: $0.00From: 2013-05-17→ Common Stock $0.001 Par Value (22,989 underlying) - Exercise/Conversion
Common Stock $0.001 Par Value
2013-05-17+22,989→ 1,104,612 total
Holdings
- 1,215,904(indirect: See Footnote)
Common Stock $0.001 Par Value
Footnotes (2)
- [F1]This instrument has no expiration date.
- [F2]These securities are held in the accounts of Mr. Chen's (i) wife, (ii) minor daughter or (iii) unregistered investment companies over which Mr. Chen has investment control.