KOONTZ PAUL G 4

4 · Financial Engines, Inc. · Filed May 20, 2013

Form 4

Period: 2013-05-16

Director10% Owner

Transactions

Exercise/Conversion
Common Stock
2013-05-16+1,250→ 1,250 total
Exercise/Conversion
Restricted Stock Unit
2013-05-16−1,250→ 3,750 total
Exercise: $0.00→ Common Stock (1,250 underlying)

Holdings

Footnotes (6)

[F1]Shares held by Koontz Investments, LP Fund 3. Paul G. Koontz is a General Partner of Koontz Investments, LP Fund 3 and disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein.
[F2]Shares held by Paul G. Koontz as Trustee of the Koontz Revocable Trust Dated 06/29/1998.
[F3]Shares held by Paul G. Koontz as the Trustee of the Paul Koontz 2010 Annuity Trust.
[F4]Spouse of Paul G. Koontz, Andrea Koontz is the Trustee of the Andrea Koontz 2010 Annuity Trust. Mr. Koontz disclaims beneficial ownership of the reported securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
[F5]Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
[F6]The Restricted Stock units vest in four equal installments beginning 5/16/2013.

Documents

1 file