4//SEC Filing
Dolby Ray 4
Accession 0001181431-13-031549
CIK 0001308547other
Filed
May 29, 8:00 PM ET
Accepted
May 30, 4:26 PM ET
Size
23.4 KB
Accession
0001181431-13-031549
Insider Transaction Report
Form 4
Dolby Ray
Director10% Owner
Transactions
- Conversion
Class A Common Stock
2013-05-28+20,000→ 20,000 total(indirect: By Trust) - Sale
Class A Common Stock
2013-05-28$35.00/sh−20,000$700,000→ 0 total(indirect: By Trust) - Conversion
Class B Common Stock
2013-05-28−20,000→ 40,037,519 total(indirect: By Trust)→ Class A Common Stock (20,000 underlying)
Holdings
- 100
Class A Common Stock
- 4,582,600(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock - 4,582,600(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock - 1,410,165(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock - 1,810,165(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock - 2,500,000(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock
Footnotes (9)
- [F1]Each share of Class A Common Stock issued upon conversion of one share of Class B Common Stock at the election of the reporting person.
- [F2]Shares of Class B Common Stock are convertible at any time at the option of the holder into shares of Class A Common Stock on a 1-for-1 basis.
- [F3]Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Ray Dolby and Dagmar Dolby as Trustees of the Ray Dolby Trust under the Dolby Family Trust instrument, dated May 7, 1999 (the "Ray Dolby Trust"). The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F4]Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Ray Dolby and Dagmar Dolby, as Trustees of the Ray Dolby 2002 Trust A dated April 19, 2002, voting power of which is held by Thomas E. Dolby, son of Ray Dolby, as Special Trustee of the Ray Dolby 2002 Trust A dated April 19, 2002. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F5]Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record Ray Dolby and Dagmar Dolby, as Trustees of the Ray Dolby 2011 Trust A, dated December 14, 2011 (the "Ray Dolby 2011 Trust A"), voting power of which is held by Thomas E. Dolby, son of the reporting person, as Special Trustee of the Ray Dolby 2011 Trust A. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F6]Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record Ray Dolby and Dagmar Dolby, as Trustees of the Ray Dolby 2011 Trust B, dated December 14, 2011 (the "Ray Dolby 2011 Trust B"), voting power of which is held by David E. Dolby, son of the reporting person, as Special Trustee of the Ray Dolby 2011 Trust B. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F7]Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Ray Dolby and Dagmar Dolby, as Trustees of the Ray Dolby 2002 Trust B dated April 19, 2002, voting power of which is held by David E. Dolby, son of Ray Dolby, as Special Trustee of the Ray Dolby 2002 Trust B dated April 19, 2002. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F8]Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dolby Holdings II LLC, a limited liability company (the "Family LLC"), investment power of which is held by Dagmar Dolby, spouse of the reporting person and manager of the Family LLC, and voting power of which is held by (i) Thomas E. Dolby, son of the reporting person and a special manager of the Family LLC, with respect to 50% of such shares, and (ii) David E. Dolby, son of the reporting person and a special manager of the Family LLC, with respect to 50% of such shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F9]On February 27, 2013, each of the Ray Dolby 2011 Trust A and the Ray Dolby 2011 Trust B transferred 416,400 shares of Class B Common Stock to the Ray Dolby Trust. Each of the Ray Dolby 2011 Trust A and the Ray Dolby 2011 Trust B are Grantor Retained Annuity Trusts whose trust instruments require an annual annuity payment to the Ray Dolby Trust. The share transfers effected on February 27, 2013 were made in satisfaction of that annuity payment requirement, and no Reporting Person received any consideration in exchange for those transfers.
Issuer
Dolby Laboratories, Inc.
CIK 0001308547
Entity typeother
Related Parties
1- filerCIK 0001316194
Filing Metadata
- Form type
- 4
- Filed
- May 29, 8:00 PM ET
- Accepted
- May 30, 4:26 PM ET
- Size
- 23.4 KB