FULLER MORTIMER B III 4
4 · GENESEE & WYOMING INC · Filed May 31, 2013
Insider Transaction Report
Form 4
FULLER MORTIMER B III
DirectorExec.Chmn. & Chrmn.of the Bd.
Transactions
- Conversion
Class A Common Stock, $.01 par value
2013-05-29+60,250→ 78,694 total - Sale
Class A Common Stock, $.01 par value
2013-05-30$89.24/sh−18,400$1,642,016→ 60,294 total - Sale
Class A Common Stock, $.01 par value
2013-05-30$90.17/sh−41,600$3,751,072→ 18,694 total - Gift
Class A Common Stock, $.01 par value
2013-05-30−250→ 18,444 total - Conversion
Class B Common Stock, $.01 par value
2013-05-29−60,250→ 948,973 total→ Class A Common Stock, $.01 par value (60,250 underlying)
Holdings
- 33,730(indirect: By Trust)
Class A Common Stock, $.01 par value
- 54,000(indirect: By Trust)
Class B Common Stock, $.01 par value
→ Class A Common Stock, $.01 par value - 2,748(indirect: By Spouse)
Class B Common Stock, $.01 par value
→ Class A Common Stock, $.01 par value - 225.5(indirect: By Spouse)
Class A Common Stock, $.01 par value
Footnotes (7)
- [F1]These shares were received upon conversion of Class B Common Stock held by the Reporting Person. Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
- [F2]The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
- [F3]Represents the weighted average sales price for the price increments ranging from $88.97 to $89.64.
- [F4]Represents the weighted average sales price for the price increments ranging from $90.00 to $90.35.
- [F5]Held by trusts of which Mr. Fuller is trustee for the benefit of members of Mr. Fuller's family. Mr. Fuller disclaims beneficial ownership of these shares.
- [F6]These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
- [F7]This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.