4//SEC Filing
TELETOUCH COMMUNICATIONS INC 4
Accession 0001181431-13-032230
CIK 0000928659operating
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 9:18 PM ET
Size
23.5 KB
Accession
0001181431-13-032230
Insider Transaction Report
Form 4
TELETOUCH COMMUNICATIONS INCTLLE OB
Transactions
- Other
Put Option (Option to sell)
2011-08-18−10,000,000→ 10,000,000 totalExercise: $1.00From: 2012-11-17Exp: 2012-12-16→ Common Stock (10,000,000 underlying) - Other
Put Option (Option to sell)
2013-05-30−10,000,000→ 10,000,000 totalExercise: $1.00From: 2013-05-30Exp: 2014-02-28→ Common Stock (10,000,000 underlying) - Other
Put Option (Option to sell)
2012-12-07−10,000,000→ 10,000,000 totalExercise: $1.00From: 2012-12-16Exp: 2013-01-18→ Common Stock (10,000,000 underlying) - Other
Put Option (Option to sell)
2013-01-16−10,000,000→ 10,000,000 totalExercise: $1.00From: 2013-01-18Exp: 2013-03-01→ Common Stock (10,000,000 underlying) - Expiration
Call Option (Obligation to sell)
2011-08-18−10,000,000→ 0 totalExercise: $1.00From: 2011-08-18Exp: 2012-11-16→ Common Stock (10,000,000 underlying) - Other
Put Option (Option to sell)
2013-02-15−10,000,000→ 10,000,000 totalExercise: $1.00From: 2013-03-01Exp: 2013-05-30→ Common Stock (10,000,000 underlying)
Holdings
- 11,740,000
Common Stock
Transactions
- Expiration
Call Option (Obligation to sell)
2011-08-18−10,000,000→ 0 totalExercise: $1.00From: 2011-08-18Exp: 2012-11-16→ Common Stock (10,000,000 underlying) - Other
Put Option (Option to sell)
2013-05-30−10,000,000→ 10,000,000 totalExercise: $1.00From: 2013-05-30Exp: 2014-02-28→ Common Stock (10,000,000 underlying) - Other
Put Option (Option to sell)
2013-02-15−10,000,000→ 10,000,000 totalExercise: $1.00From: 2013-03-01Exp: 2013-05-30→ Common Stock (10,000,000 underlying) - Other
Put Option (Option to sell)
2012-12-07−10,000,000→ 10,000,000 totalExercise: $1.00From: 2012-12-16Exp: 2013-01-18→ Common Stock (10,000,000 underlying) - Other
Put Option (Option to sell)
2013-01-16−10,000,000→ 10,000,000 totalExercise: $1.00From: 2013-01-18Exp: 2013-03-01→ Common Stock (10,000,000 underlying) - Other
Put Option (Option to sell)
2011-08-18−10,000,000→ 10,000,000 totalExercise: $1.00From: 2012-11-17Exp: 2012-12-16→ Common Stock (10,000,000 underlying)
Holdings
- 11,740,000
Common Stock
Transactions
- Other
Put Option (Option to sell)
2011-08-18−10,000,000→ 10,000,000 totalExercise: $1.00From: 2012-11-17Exp: 2012-12-16→ Common Stock (10,000,000 underlying) - Expiration
Call Option (Obligation to sell)
2011-08-18−10,000,000→ 0 totalExercise: $1.00From: 2011-08-18Exp: 2012-11-16→ Common Stock (10,000,000 underlying) - Other
Put Option (Option to sell)
2013-02-15−10,000,000→ 10,000,000 totalExercise: $1.00From: 2013-03-01Exp: 2013-05-30→ Common Stock (10,000,000 underlying) - Other
Put Option (Option to sell)
2013-05-30−10,000,000→ 10,000,000 totalExercise: $1.00From: 2013-05-30Exp: 2014-02-28→ Common Stock (10,000,000 underlying) - Other
Put Option (Option to sell)
2012-12-07−10,000,000→ 10,000,000 totalExercise: $1.00From: 2012-12-16Exp: 2013-01-18→ Common Stock (10,000,000 underlying) - Other
Put Option (Option to sell)
2013-01-16−10,000,000→ 10,000,000 totalExercise: $1.00From: 2013-01-18Exp: 2013-03-01→ Common Stock (10,000,000 underlying)
Holdings
- 11,740,000
Common Stock
Footnotes (7)
- [F1]This Form 4 is filed on behalf of Retail & Restaurant Growth Capital, L.P., a Delaware limited partnership ("RRGC"), Retail & Restaurant Growth Partners, L.P., a Delaware limited partnership, and Retail & Restaurant Growth Management, Inc., a Texas corporation. The reported securities are owned directly by RRGC, and indirectly by (i) Retail & Restaurant Growth Partners, L.P., as the general partner of RRGC and (ii) Retail & Restaurant Growth Management, Inc., as the general partner of Retail & Restaurant Growth Partners, L.P. Retail & Restaurant Growth Partners, L.P. and Retail & Restaurant Growth Management, Inc. disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
- [F2]On August 18, 2011, as part of RRGC's acquisition of 10,000,000 shares of Common Stock of the issuer from TLL Partners L.L.C. ("TLLP"), the shares became subject to a call option permitting TLLP for a period of 15 months to purchase some or all of such shares at an exercise price of $1 per share. The call option expired on November 16, 2012.
- [F3]Also as part of RRGC's acquisition of 10,000,000 shares of Common Stock on August 18, 2011, the shares became subject to a put option permitting RRGC to sell to TLLP for 30 days following the expiration of the call option some or all of such shares then held by RRGC at an exercise price of $1.00 per share.
- [F4]TLLP and RRGC agreed, without any additional payment, to extend the put option described in note (3) until January 18, 2013.
- [F5]TLLP and RRGC agreed, without any additional payment, to extend the put option described in note (3) until March 1, 2013.
- [F6]TLLP and RRGC agreed, without any additional payment, to extend the put option described in note (3) until May 30, 2013.
- [F7]TLLP and RRGC agreed, without any additional payment, to extend the put option described in note (3) until February 28, 2014.
Issuer
TELETOUCH COMMUNICATIONS INC
CIK 0000928659
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000928659
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 9:18 PM ET
- Size
- 23.5 KB