Home/Filings/4/0001181431-13-032583
4//SEC Filing

EnteroMedics Inc 4

Accession 0001181431-13-032583

CIK 0001371217operating

Filed

Jun 3, 8:00 PM ET

Accepted

Jun 4, 5:24 PM ET

Size

24.1 KB

Accession

0001181431-13-032583

Insider Transaction Report

Form 4
Period: 2013-05-31
KNUDSON MARK B
DirectorChrmn, Pres & CEO
Transactions
  • Award

    Stock Option (right to buy)

    2013-05-31+1,278,7301,278,730 total
    Exercise: $1.31From: 2013-06-30Exp: 2023-05-31Common Stock (1,278,730 underlying)
Holdings
  • Common Stock

    (indirect: By Partnership)
    3,215
  • Stock Option (right to buy)

    Exercise: $2.76Exp: 2014-08-16Common Stock (11,575 underlying)
    11,575
  • Stock Option (right to buy)

    Exercise: $1.90From: 2010-10-29Exp: 2017-10-29Common Stock (50,472 underlying)
    50,472
  • Common Stock

    (indirect: By Trust)
    1,382
  • Stock Option (right to buy)

    Exercise: $3.78Exp: 2019-11-18Common Stock (20,833 underlying)
    20,833
  • Stock Option (right to buy)

    Exercise: $2.58From: 2011-03-16Exp: 2021-02-16Common Stock (350,000 underlying)
    350,000
  • Warrant (Common Stock)

    Exercise: $2.19Common Stock (25,000 underlying)
    25,000
  • Stock Option (right to buy)

    Exercise: $2.67From: 2011-08-12Exp: 2021-07-12Common Stock (350,000 underlying)
    350,000
  • Stock Option (right to buy)

    Exercise: $3.35From: 2012-08-10Exp: 2022-07-10Common Stock (1,292,225 underlying)
    1,292,225
  • Common Stock

    (indirect: By Trust)
    57,571
  • Stock Option (right to buy)

    Exercise: $2.76Exp: 2016-04-20Common Stock (6,776 underlying)
    6,776
  • Stock Option (right to buy)

    Exercise: $1.90From: 2010-10-29Exp: 2017-10-29Common Stock (25,902 underlying)
    25,902
  • Stock Option (right to buy)

    Exercise: $1.90From: 2012-01-14Exp: 2021-12-14Common Stock (200,000 underlying)
    200,000
  • Stock Option (right to buy)

    Exercise: $2.76Exp: 2015-04-27Common Stock (7,915 underlying)
    7,915
  • Stock Option (right to buy)

    Exercise: $1.90From: 2010-10-29Exp: 2017-10-29Common Stock (33,432 underlying)
    33,432
  • Stock Option (right to buy)

    Exercise: $1.90From: 2010-10-29Exp: 2017-10-29Common Stock (44,131 underlying)
    44,131
Footnotes (6)
  • [F1]Options currently 100% vested.
  • [F2]Options vest 33% on date noted and thereafter at 1/24th per month.
  • [F3]Warrant becomes exercisable 181 days from the date of issuance at close of offering.
  • [F4]Warrant expires five years from the date it becomes exercisable.
  • [F5]Vests in increments of 1/48th per month, beginning the date shown.
  • [F6]The exercise price is the closing price on July 10, 2012, the date the board authorized the grants subject to stockholder approval of the increase in the number of shares available for awards under the stock incentive plan, which was obtained on September 27, 2012.

Issuer

EnteroMedics Inc

CIK 0001371217

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001371217

Filing Metadata

Form type
4
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 5:24 PM ET
Size
24.1 KB