4//SEC Filing
NASDAQ OMX GROUP, INC. 4
Accession 0001181431-13-032879
$NDAQCIK 0001120193operating
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 4:16 PM ET
Size
9.3 KB
Accession
0001181431-13-032879
Insider Transaction Report
Form 4
Noll Eric
Executive Vice President
Transactions
- Sale
Common Stock, par value $0.01 per share
2013-06-03$30.94/sh−22,483$695,624→ 50,128 total
Holdings
- 28,362
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (28,362 underlying) - 72,319
Employee Stock Option (Right to Buy)
Exercise: $19.50Exp: 2019-07-22→ Common Stock (72,319 underlying) - 33,995
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (33,995 underlying)
Footnotes (6)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2013.
- [F2]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.56 to $31.35, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- [F3]Represents 50,128 unvested shares underlying PSUs.
- [F4]Options exercisable on July 22, 2013.
- [F5]Options exercisable on March 4, 2014.
- [F6]Options exercisable on March 28, 2014.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 4:16 PM ET
- Size
- 9.3 KB