4//SEC Filing
UWHARRIE CAPITAL CORP 4
Accession 0001181431-13-034366
$UWHRCIK 0000898171operating
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 9:11 AM ET
Size
11.1 KB
Accession
0001181431-13-034366
Insider Transaction Report
Form 4
Duffey Brendan P
Chief Operating Officer, UCCOther
Transactions
- Award
Common Stock (See Footnote 1)
2013-06-12+1,430.23→ 10,884.774 total
Holdings
- 1,091
Common Stock (Held jointly with Spouse)
- 80,133
Stock Options (Right to Purchase)
Exercise: $5.35From: 2005-05-19Exp: 2014-05-19→ Common Stock (80,133 underlying)
Footnotes (4)
- [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Brendan P. Duffey
- [F2]Shares granted to Brendan P. Duffey by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Brendan P. Duffey by Uwharrie Capital Corp on 06-12-2013 as of 12-31-2012.
- [F3]The Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP) purchased shares at various prices for participants throughout the year.
- [F4]Incentive Stock Options with date of grant 05-19-2004 vest in five equal annual installments beginning 05-19-2005.
Documents
- 4rrd382529.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
- EX-99.rrd344015_388911.htm
RESOLUTIONS OF THE BOARD OF DIRECTORS OF UWHARRIE CAPITAL CORP NAMING REPORTING PERSONS FOR PURPOSES OF RULE 16A AND NAMING ASSOCIATES AUTHORIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS
Issuer
UWHARRIE CAPITAL CORP
CIK 0000898171
Entity typeoperating
IncorporatedNC
Related Parties
1- filerCIK 0000898171
Filing Metadata
- Form type
- 4
- Filed
- Jun 11, 8:00 PM ET
- Accepted
- Jun 12, 9:11 AM ET
- Size
- 11.1 KB