Earnings Feed
Start Free
$UWHR·4

UWHARRIE CAPITAL CORP · Jun 12, 10:26 AM ET

UWHARRIE CAPITAL CORP 4

4 · UWHARRIE CAPITAL CORP · Filed Jun 12, 2013

Insider Transaction Report

Form 4
Period: 2013-06-12
UWHARRIE CAPITAL CORPNONE
Horton Patricia K
Chief Executive Officer - CB&T
Transactions
  • Award

    Common Stock (See Footnote 1)

    2013-06-12+848.836→ 6,370.616 total
Holdings

  • Common Stock (See Footnote 4)

    (indirect: By Spouse)
    56

  • Common Stock (See Footnote 4)

    (indirect: By Spouse)
    56

  • Common Stock (See Footnote 4)

    (indirect: By Spouse)
    56

  • Common Stock (Held by Spouse)

    (indirect: By Spouse)
    1,994

  • Common Stock (Held jointly with Son)

    54

  • Common Stock (Held by Self)

    1,570

  • Common Stock (Held jointly with Son)

    54
Footnotes (4)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Patricia K. Horton
  • [F2]Shares granted to Patricia K. Horton by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Patricia K. Horton by Uwharrie Capital Corp on 06-12-2013 as of 12-31-2012.
  • [F3]The Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP) purchased shares at various prices for participants throughout the year.
  • [F4]Held by Spouse as Custodian for Minor Grandchild

Documents

2 files
  • 4
    rrd382543.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

  • EX-99.
    rrd344028_388923.htm

    RESOLUTIONS OF THE BOARD OF DIRECTORS OF UWHARRIE CAPITAL CORP NAMING REPORTING PERSONS FOR PURPOSES OF RULE 16A AND NAMING ASSOCIATES AUTHORIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS