Earnings Feed
Start Free
$UWHR·4

UWHARRIE CAPITAL CORP · Jun 12, 10:45 AM ET

UWHARRIE CAPITAL CORP 4

4 · UWHARRIE CAPITAL CORP · Filed Jun 12, 2013

Insider Transaction Report

Form 4
Period: 2013-06-12
UWHARRIE CAPITAL CORPNONE
LAWHON WILLIE D JR
Pres/CEO Bank of Stanly
Transactions
  • Award

    Common Stock (See Footnote 1)

    2013-06-12+892.759→ 7,754.966 total
Holdings

  • Common Stock (See Footnote 4)

    800

  • Common Stock (Held jointly with Spouse)

    562

  • Common Stock (Held by Self as Custodian for Grandson)

    (indirect: By Self As Custodian for Grandson)
    121
Footnotes (4)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Willie D. Lawhon, Jr.
  • [F2]Shares granted to Willie D. Lawhon, Jr., by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Willie D. Lawhon, Jr., by Uwharrie Capital Corp on 06-12-2013 as of 12-31-2012.
  • [F3]The Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP) purchased shares at various prices for participants throughout the year.
  • [F4]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Willie D. Lawhon, Jr.

Documents

2 files
  • 4
    rrd382548.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

  • EX-99.
    rrd344032_388932.htm

    RESOLUTIONS OF THE BOARD OF DIRECTORS OF UWHARRIE CAPITAL CORP NAMING REPORTING PERSONS FOR PURPOSES OF RULE 16A AND NAMING ASSOCIATES AUTHROIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS