4//SEC Filing
UWHARRIE CAPITAL CORP 4
Accession 0001181431-13-034370
$UWHRCIK 0000898171operating
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 10:45 AM ET
Size
11.2 KB
Accession
0001181431-13-034370
Insider Transaction Report
Form 4
LAWHON WILLIE D JR
Pres/CEO Bank of Stanly
Transactions
- Award
Common Stock (See Footnote 1)
2013-06-12+892.759→ 7,754.966 total
Holdings
- 800
Common Stock (See Footnote 4)
- 562
Common Stock (Held jointly with Spouse)
- 121(indirect: By Self As Custodian for Grandson)
Common Stock (Held by Self as Custodian for Grandson)
Footnotes (4)
- [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Willie D. Lawhon, Jr.
- [F2]Shares granted to Willie D. Lawhon, Jr., by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Willie D. Lawhon, Jr., by Uwharrie Capital Corp on 06-12-2013 as of 12-31-2012.
- [F3]The Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP) purchased shares at various prices for participants throughout the year.
- [F4]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Willie D. Lawhon, Jr.
Documents
- 4rrd382548.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
- EX-99.rrd344032_388932.htm
RESOLUTIONS OF THE BOARD OF DIRECTORS OF UWHARRIE CAPITAL CORP NAMING REPORTING PERSONS FOR PURPOSES OF RULE 16A AND NAMING ASSOCIATES AUTHROIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS
Issuer
UWHARRIE CAPITAL CORP
CIK 0000898171
Entity typeoperating
IncorporatedNC
Related Parties
1- filerCIK 0000898171
Filing Metadata
- Form type
- 4
- Filed
- Jun 11, 8:00 PM ET
- Accepted
- Jun 12, 10:45 AM ET
- Size
- 11.2 KB