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UWHARRIE CAPITAL CORP · Jun 12, 10:52 AM ET

UWHARRIE CAPITAL CORP 4

4 · UWHARRIE CAPITAL CORP · Filed Jun 12, 2013

Insider Transaction Report

Form 4
Period: 2013-06-12
UWHARRIE CAPITAL CORPNONE
Maness Dana A
President-Anson Bank & Trust
Transactions
  • Award

    Common Stock (See Footnote 1)

    2013-06-12+614.141→ 3,876.686 total
Holdings

  • Common Stock (See Footnote 4)

    6,950
Footnotes (4)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Dana A. Maness
  • [F2]Shares granted to Dana A. Maness by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Dana A. Maness by Uwharrie Capital Corp on 06-12-2013 as of 12-31-2012.
  • [F3]The Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP) purchased shares at various prices for participants throughout the year.
  • [F4]Held by Cede & Co., Depository for Pershing LLC Custodian FBO Dana A. Maness - IRA

Documents

2 files
  • 4
    rrd382557.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

  • EX-99.
    rrd344041_388939.htm

    RESOLUTIONS OF THE BOARD OF DIRECTORS OF UWHARRIE CAPITAL CORP NAMING REPORTING PERSONS FOR PURPOSES OF RULE 16A AND NAMING ASSOCIATES AUTHORIZED TO SIGN SEC REPORTING ON BEHALF OF REPORTING PERSONS