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4//SEC Filing

ECHELON CORP 4

Accession 0001181431-13-034494

CIK 0000031347operating
View on SEC.govCompany Profile

Filed

Jun 11, 8:00 PM ET

Accepted

Jun 12, 4:39 PM ET

Size

16.5 KB

Accession

0001181431-13-034494

Insider Transaction Report

Form 4
Period: 2013-06-03
ECHELON CORPELON
HARRIS RUSSELL
Senior VP of Operations
Transactions
  • Tax Payment

    Common Stock

    2013-06-11$2.37/sh−1,659$3,932→ 2,866 total
  • Exercise/Conversion

    Common Stock

    2013-06-11+4,525→ 4,525 total
  • Gift

    Common Stock

    2013-06-03+4,908→ 49,634 total(indirect: See footnote)
  • Award

    Employee Stock Option (Right to buy)

    2013-06-10+76,000→ 76,000 total
    Exercise: $2.37Exp: 2023-06-10→ Common Stock (76,000 underlying)
  • Gift

    Common Stock

    2013-06-03−4,908→ 0 total
  • Award

    Performance Shares

    2013-06-10+19,000→ 19,000 total
    Exp: 2017-06-10→ Common Stock (19,000 underlying)
  • Exercise/Conversion

    Performance Shares

    2013-06-11−4,525→ 13,575 total
    Exp: 2016-06-11→ Common Stock (4,525 underlying)
Holdings

  • Common Stock

    (indirect: See footnote)
    20,000
Footnotes (6)
  • [F1]Each performance share represents the right to receive one share of the Issuer's Common Stock.
  • [F2]These shares are held by The Russell R. Harris 2004 Children's Trust dated April 22, 2004, of which the Reporting Person is the Settlor and his spouse is Trustee.
  • [F3]These shares are held by The Harris Living Trust dated March 22, 2004, of which the Reporting Person and his spouse, Jan Johnson Harris, serve as co-trustees.
  • [F4]Pursuant to the Issuer's 1997 Stock Plan (the "Plan") the Reporting Person was granted 19,000 performance shares. 1/4th of such shares will vest on June 10, 2014 and on each one year anniversary thereafter.
  • [F5]Pursuant to the Plan the Reporting Person was granted an option to buy 76,000 shares of Common Stock. 1/4th of such shares will vest on June 10, 2014 and on each one year anniversary thereafter.
  • [F6]4,525 of the 18,100 shares granted to the Reporting Person under the Plan were vested and released to the Reporting Person effective June 11, 2013. Such 18,100 share grant vests at the following rate: 1/4th of such shares on June 11, 2013 and on each one year anniversary thereafter.

Documents

1 file

Issuer

ECHELON CORP

CIK 0000031347

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000031347

Filing Metadata

Form type
4
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 4:39 PM ET
Size
16.5 KB
View on SEC.gov