$ATEC·4

Alphatec Holdings, Inc. · Jun 12, 6:46 PM ET

Alphatec Holdings, Inc. 4

4 · Alphatec Holdings, Inc. · Filed Jun 12, 2013

Insider Transaction Report

Form 4
Period: 2013-06-10
Ryan Patrick
Chief Operating Officer
Transactions
  • Award

    NQ Common Stock

    2013-06-10$2.05/sh+50,000$102,500375,000 total
    Exercise: $2.05From: 2013-12-19Exp: 2019-12-19Common Stock (50,000 underlying)
Holdings
  • Incentive Stock Option

    Exercise: $1.72From: 2014-01-04Exp: 2023-01-04Common Stock (125,000 underlying)
    325,000
  • NQ Stock Option

    Exercise: $2.05From: 2013-12-19Exp: 2019-12-19Common Stock (200,000 underlying)
    200,000
Footnotes (5)
  • [F1]This option grant was made after the holder agreed to forfeit options granted to him on April 25, 2011. This transaction is described in greater detail in a Schedule TO that the issuer filed with the SEC on December 19, 2012.
  • [F2]The options vests over three years with one third vesting on the anniversary of the grant date and the remaining two thirds vesting each three months thereafter in eight tranches.
  • [F3]Exercise price per share.
  • [F4]The options vests over four years with one quarter vesting on the anniversary of the grant date and the remaining three quarters vesting each three months thereafter in 12 tranches.
  • [F5]The options vests over three years with one third vesting on December 19, 2013 and the remaining two thirds vesting each three months thereafter in eight tranches.

Documents

1 file
  • 4
    rrd383294.xmlPrimary