SUNGARD CAPITAL CORP 4
4 · SUNGARD CAPITAL CORP · Filed Jun 19, 2013
Insider Transaction Report
Form 4
Finders Harold C
Division CEO
Transactions
- Award
Performance-Based Appreciation Unit
2013-06-17+304,878→ 304,878 totalExercise: $0.00→ Unit (304,878 underlying)
Footnotes (2)
- [F1]Performance-based appreciation units vest if the average value of shares on a measurement date meets specified stock price thresholds during the period beginning on the date of grant and ending on June 1, 2017 and if the Reporting Person remains employed through June 1, 2017. The Reporting Person's vested appreciation units are paid in shares upon the first to occur of (i) a change of control, (ii) the Reporting Person's termination of employment as a result of death or disability, or (iii) June 1, 2017.
- [F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.