4//SEC Filing
Alphatec Holdings, Inc. 4
Accession 0001181431-13-036553
$ATECCIK 0001350653operating
Filed
Jun 24, 8:00 PM ET
Accepted
Jun 25, 1:54 PM ET
Size
9.7 KB
Accession
0001181431-13-036553
Insider Transaction Report
Form 4
O'Neill Michael
CFO and Vice President
Transactions
- Award
Incentive Stock option
2013-06-21$2.23/sh+100,000$223,000→ 350,000 totalExercise: $2.23From: 2013-07-11Exp: 2020-10-11→ Common Stock (100,000 underlying)
Holdings
- 100,000
Incentive Stock Option
Exercise: $2.23From: 2011-10-11Exp: 2020-10-11→ Common Stock (100,000 underlying) - 125,000
NQ Stock Option
Exercise: $2.05From: 2013-12-19Exp: 2019-12-19→ Common Stock (25,000 underlying) - 250,000
Incentive Stock Option
Exercise: $1.72From: 2014-01-04Exp: 2023-01-04→ Common Stock (125,000 underlying)
Footnotes (5)
- [F1]Exercise price per share.
- [F2]This option grant was made after the holder agreed to forfeit 25,000 options granted to him on August 1, 2011. This transaction is described in greater detail in a Schedule TO that the issuer filed with the SEC on December 19, 2012.
- [F3]The shares vest over three years with one third vesting on the first anniversary of the date of issuance, and the remaining two thirds vesting in eight tranches each three months thereafter.
- [F4]The options vest over four years with 25% vesting on the anniversary of the grant date and the remaining 75% vesting in 12 tranches every three months thereafter.
- [F5]62.5% of the options are vested on the date of grant. An additional 6.25% vests on July 11, 2013 and each three months thereafter.
Documents
Issuer
Alphatec Holdings, Inc.
CIK 0001350653
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001350653
Filing Metadata
- Form type
- 4
- Filed
- Jun 24, 8:00 PM ET
- Accepted
- Jun 25, 1:54 PM ET
- Size
- 9.7 KB