4//SEC Filing
NATIONAL FINANCIAL PARTNERS CORP 4
Accession 0001181431-13-037772
CIK 0001183186operating
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 1:00 PM ET
Size
14.3 KB
Accession
0001181431-13-037772
Insider Transaction Report
Form 4
SCHNEIDER BRETT
SVP, Controller
Transactions
- Disposition to Issuer
Common Stock
2013-07-01$25.35/sh−5,341.697$135,412→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2013-07-01−7,500→ 0 totalExercise: $23.00Exp: 2013-09-17→ Common Stock (7,500 underlying) - Disposition to Issuer
Restricted Stock Units
2013-07-01−2,047→ 0 totalExercise: $0.00→ Common Stock (2,047 underlying) - Disposition to Issuer
Restricted Stock Units
2013-07-01−4,850→ 0 totalExercise: $0.00→ Common Stock (4,850 underlying) - Disposition to Issuer
Restricted Stock Units
2013-07-01−3,608→ 0 totalExercise: $0.00→ Common Stock (3,608 underlying)
Footnotes (8)
- [F1]Includes shares acquired through dividend reinvestment.
- [F2]Includes shares acquired through participation in Issuer's Employee Stock Purchase Plan.
- [F3]Pursuant to the Agreement and Plan of Merger among Patriot Parent Corp., Patriot Merger Corp. and the Issuer (the "Merger"), this stock option, which was fully vested, was cancelled in the Merger in exchange for a cash payment equal to the difference between $23.00 per share (the exercise price of the stock option) and $25.35 per share (the "Merger Consideration").
- [F4]These restricted stock units ("RSUs"), which provided for vesting in three equal annual installments commencing February 16, 2012, were converted in the Merger into a service-based right to receive cash payments on the applicable vesting dates equal to the Merger Consideration.
- [F5]N/A
- [F6]These RSUs, which provided for vesting in three equal annual installments commencing February 16, 2013, were converted in the Merger into a service-based right to receive cash payments on the applicable vesting dates equal to the Merger Consideration.
- [F7]These RSUs, which provided for vesting in three equal annual installments commencing February 16, 2014, were converted in the Merger into a service-based right to receive cash payments on the applicable vesting dates equal to the Merger Consideration.
- [F8]In connection with the Merger, these shares were cancelled and converted into the right to receive an amount of cash equal to the Merger Consideration.
Documents
Issuer
NATIONAL FINANCIAL PARTNERS CORP
CIK 0001183186
Entity typeoperating
Related Parties
1- filerCIK 0001183186
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 1:00 PM ET
- Size
- 14.3 KB